A complete list of active advisors currently associated with Lefavi Wealth Management
Warmer can help you find a great advisor at Lefavi Wealth Management or one who fits your needs even better.
Lefavi Wealth Management provides discretionary investment management and financial planning primarily for individual and high‑net‑worth clients, and may also advise pension plans, trusts, estates, and charitable entities. The firm manages roughly $445 million for about 576 clients and also acts as the sponsor of a client wrap fee program. The firm applies modern portfolio theory and strategic asset allocation, typically using advisory‑share mutual funds and ETFs, with selective use of equities, bonds and non‑traded alternatives for diversification and income. Representatives are dually registered with an affiliated broker‑dealer, and the firm discloses that certain investments (including non‑traded REITs, BDCs and other alternatives) are offered net‑of‑commission while internal commissions or trailing fees may create conflicts that the firm says it addresses through credits, reimbursements and supervisory controls. Compared with many peers, Lefavi’s affiliation with Bruce A. Lefavi Securities, Inc. and its status as a wrap program sponsor are uncommon features for a firm of this size, and the brochure discloses past regulatory actions — including a 2019 settlement related to recommendations of illiquid non‑traded products (resulting in censure, a civil penalty and disgorgement) and prior FINRA matters involving its broker‑dealer affiliate. The firm describes policies and procedures intended to mitigate related conflicts and supervisory weaknesses, including a Code of Ethics, reimbursement practices, ongoing compliance reviews, an information security program, and business continuity planning.
To learn more about the advisors currently working at Lefavi Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Salt Lake City, UT
| 8
| |
Salt Lake City, UT
| 12
| |
Salt Lake City, UT
| 14
|
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