A complete list of active advisors currently associated with Legacy Investment Services, LLC

Warmer can help you find a great advisor at Legacy Investment Services, LLC or one who fits your needs even better.

Legacy Investment Services provides advisory services to individual clients primarily through fee-based management of fixed, indexed, and variable annuity products and by referring clients to third‑party money managers. The firm reports $47,675,563 in non‑discretionary assets under management, monitors annuity accounts on an annual basis, and maintains a household minimum of $250,000. The firm’s practice is largely non‑discretionary: it assembles portfolios of investment options available within clients’ annuity contracts, assists with paperwork and suitability, and delivers third‑party Form ADV and disclosure materials while obtaining client approval before transactions. Accounts placed with third‑party managers are reviewed quarterly and fees are billed as a percentage of assets on a quarterly basis; the firm does not accept trading discretion or routinely vote proxies for client accounts. What sets the firm apart from many team advisors is its focus on annuity management and its reliance on non‑discretionary relationships and third‑party managers rather than discretionary portfolio management or in‑house financial planning (the brochure discloses removal of a financial planning referral offering). The brochure also discloses affiliated insurance businesses (principals devote time to insurance sales), a referral and incentive fee arrangement with a named third‑party manager, and ownership links through a private‑equity affiliate — relationships noted as potential conflicts and mitigated through disclosures and fiduciary obligations.

To learn more about the advisors currently working at Legacy Investment Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.