A complete list of active advisors currently associated with Legacy Investment Services, LLC
Warmer can help you find a great advisor at Legacy Investment Services, LLC or one who fits your needs even better.
Legacy Investment Services provides advisory services to individual clients with an emphasis on managing assets held inside variable annuity and variable life contracts. The firm delivers non‑discretionary direct asset management for annuity and life subaccounts and also places clients with third‑party money managers; its reported assets under management are held entirely in non‑discretionary arrangements (approximately $44.18 million as of March 20, 2026), and it uses asset‑based advisory fees. The firm generally operates in a non‑discretionary capacity, working with clients to assemble portfolios from the investment options available through their insurance contracts, monitoring accounts at least annually, and obtaining client approval before executing transactions. Legacy also acts as a liaison to third‑party managers (including Morningstar’s Managed Portfolios and other TPMs), assisting with onboarding, suitability, periodic reviews, and delivery of disclosures and performance reporting. What distinguishes Legacy from many peers is the concentration of client assets in annuity and life products and the firm’s active affiliation with the insurance distribution channel: principals maintain insurance practices and an affiliated insurance entity may receive carrier marketing reimbursements related to fee‑based annuities. The brochure also discloses referral and fee‑sharing arrangements (including an incentive program tied to AUM thresholds) with recommended money managers and minority ownership links between the firm’s parent and one recommended manager, which the firm identifies as a potential conflict of interest.
To learn more about the advisors currently working at Legacy Investment Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Rancho Cucamonga, CA
| 9
| |
Rancho Cucamonga, CA
| 21
| |
Rancho Cucamonga, CA
| 11
| |
Rancho Cucamonga, CA
| 2
|
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