Legacy Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$506,270
Clients
4
Advisors
1
of 1 employees
About
Legacy Wealth Management provides ongoing portfolio management, financial planning, and pension consulting to individuals, high‑net‑worth clients, charitable organizations, pension and profit‑sharing plans, and businesses. The firm advises on equities, fixed income, ETFs, annuities and other insurance products and documents client objectives and constraints in written Investment Policy Statements and financial plans.
Legacy constructs tailored, generally discretionary portfolios using a mix of long‑term trading and methods that include modern portfolio theory, fundamental, technical and quantitative analysis, and it monitors accounts at least quarterly. Financial plans are prepared using Right Capital, and the firm may implement model allocations while honoring client‑imposed investment restrictions where practical.
Notably, the principal is a licensed insurance agent and the firm offers and may receive third‑party compensation for annuities and other insurance product sales, with conflicts of interest disclosed in client files. Legacy also provides pension consulting for retirement plans — including written plan documents, manager and service‑provider recommendations and ongoing monitoring — and requires custody at Schwab Institutional while not aggregating block trades across client accounts.
Client services
Expertise
Occupation focus
Fee options
Fixed fees ranging between $1,000 and $10,000 for financial planning services
1.00% annually for portfolio management and pension consulting
Commission compensation accepted by licensed insurance agent for sale of investment products to clients, but not primary compensation source for advisory services
$250 to $300 per hour for financial planning services
Main office
101 N Tryon Street Suite 600
Charlotte NC 28246
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Legacy Wealth Management · Legacy Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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