A complete list of active advisors currently associated with Legacy Wealth Management
Warmer can help you find a great advisor at Legacy Wealth Management or one who fits your needs even better.
Legacy Wealth Management is a small registered investment adviser that provides ongoing portfolio management, financial planning, and pension consulting services for retirement or other employee benefit plans. The firm’s brochure lists individuals, high-net-worth individuals, and charitable organizations as client types, though it currently reports no assets under management. The firm documents client goals and risk tolerances in individualized Investment Policy Statements and typically implements model allocations with discretionary authority, relying on a mix of fundamental, quantitative, technical and modern portfolio theory approaches and a long‑term trading orientation. Investment advice is generally limited to equities, fixed income, ETFs and insurance-based products (including annuities), and clients receive regular portfolio monitoring and quarterly reporting. What distinguishes this adviser from many peers is the explicit pension consulting offering for plan sponsors and its personnel’s role as licensed insurance producers who may recommend and receive compensation for insurance products, a conflict the firm discloses and manages. The firm also offers hourly financial planning engagements in addition to asset‑based advisory arrangements, and operates with a single management person and no reported AUM, which may affect its scale and operational resources compared with larger investment managers.
To learn more about the advisors currently working at Legacy Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Charlotte, NC
| 17
|
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