A complete list of active advisors currently associated with Legion Capital Management, LLC

Warmer can help you find a great advisor at Legion Capital Management, LLC or one who fits your needs even better.

Legion Capital Management, LLC is a California-registered independent investment adviser serving individual investors and family trusts, with a particular focus on retirement-plan participants in 401(k) plans, IRAs and self-directed retirement accounts. The firm provides both discretionary and non-discretionary portfolio management and retirement-plan advice, and allows clients to impose restrictions on the types of securities held in their accounts. The firm’s investment approach combines technical research from Nasdaq/Dorsey Wright and a point-and-figure methodology with stock-level fundamental analysis, using an adaptive asset-allocation model to manage market cycles and downside risk. Its stated objectives prioritize principal preservation with secondary emphasis on growth, and accounts are reviewed on a continuous basis with trading driven by changes in technical market prospects. As a small, solo advisory practice overseeing a modest asset base, the firm emphasizes individualized strategies and daily oversight by the principal, who brings multiple decades of market experience. The adviser operates on a fee-only, percentage-of-assets basis, recommends a custodial platform to support execution and reporting, and does not charge performance-based fees.

To learn more about the advisors currently working at Legion Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.