Raleigh, NC Barrett Drive Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Level Four Advisory Services
Multi-team
Firm-wide stats for Level Four Advisory Services
About
Level Four Advisory Services is an SEC‑registered enterprise investment adviser that manages roughly $6.5 billion and serves individuals (including high‑net‑worth clients), corporations, retirement plans, and state and municipal entities. The firm offers financial planning, ongoing asset and portfolio management, retirement‑plan consulting and fiduciary 3(38) services for pooled employer plans, and introduces clients to third‑party money managers and wrap‑fee programs.
LFAS typically implements client mandates through model portfolios and a mix of firm‑sponsored wrap platforms (Managed Assets, Participant Asset Management and the ICA Platform) or through unaffiliated sub‑advisors, including its affiliate Level Four Capital Management. Operationally it relies on multiple custodians and third‑party providers — SS&C Black Diamond for reporting and administration, Raymond James/ICA for platform services and CAIS for alternative‑investment access — and discloses program‑level rather than individualized holdings for model accounts.
Compared with many peers, LFAS’s corporate structure and offerings are noteworthy: it is affiliated with a broker‑dealer and an affiliated national trust/banking entity and provides services tied to municipal and tax‑exempt strategies (including municipal fixed‑income portfolios and plan fiduciary services), arrangements that are less common among similarly sized enterprise advisers. Those ownership and custody relationships, together with platform arrangements (Raymond James, Schwab, Fidelity and a Betterment option for Solo 401(k) custody) affect how the firm makes program, sub‑adviser and custody options available to clients and are disclosed as part of its conflict‑of‑interest and operational oversight framework.
Based on Level Four Advisory Services
Expertise
Based on Level Four Advisory Services
Location
4001 Barrett Drive, Suite 100
Raleigh NC 27609
Advisors at this office
3
Advisors at this office
James G
Series 63, Series 65
Raleigh, NC
Level Four Advisory Services
James Glover Jr. is a financial advisor with Level Four Advisory Services in Raleigh, NC, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. Prior to joining Level Four in 2022, he spent 35 years at Mid-Atlantic Securities, Inc. He serves as a board member of Oakwood Cemetery and is the finance chair for Christ Church, where he manages monthly finance meetings and backup treasury duties. Level Four Advisory Services is an SEC-registered investment adviser managing approximately $6.5 billion, serving individuals, corporations, retirement plans, and public entities. The firm offers financial planning, portfolio management, retirement-plan consulting, and fiduciary services, employing model portfolios and multiple custodians and sub-advisors, including affiliated and third-party providers.
John N
Series 65, Series 63
Raleigh, NC
Level Four Advisory Services
John Nash is a financial advisor with Level Four Advisory Services in Raleigh, NC, holding Series 65 and Series 63 designations and bringing 48 years of industry experience. He worked at Mid-Atlantic Securities, Inc. for 36 years before joining Level Four Financial, LLC. Outside of advisory work, he serves as vice president of Arkcar Farm, a family corporation involved in farming and investments. Level Four Advisory Services is an SEC-registered adviser managing approximately $6.5 billion and serving individuals, corporations, retirement plans, and municipal entities. The firm offers financial planning, asset management, retirement plan consulting, and fiduciary services, implementing client mandates through model portfolios, wrap platforms, and third-party sub-advisors.
Kenyon A
Series 63, Series 65
Raleigh, NC
Level Four Advisory Services
Kenyon Allman is a financial advisor with Level Four Advisory Services who holds Series 63 and Series 65 licenses and has 45 years of industry experience. His prior work includes roles at Mid-Atlantic Securities, Inc. and Raymond James & Associates. He serves as co-trustee for the Diane and Robert Allman Revocable Trusts and the R&D Family LP. Level Four Advisory Services is an SEC-registered enterprise investment adviser managing approximately $5.32 billion across 115 advisors and over 13,800 client relationships. The firm serves a diverse client base and offers fee-only financial planning, asset management, third-party manager referrals, and retirement plan advisory services.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)