Local Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$4,330,000
Clients
29
Advisors
1
of 1 employees
About
Local Wealth Management advises and manages private investment funds for qualified investors and provides retirement plan consulting and discretionary retirement plan management for employer plan sponsors. The firm also offers financial planning and coordinates onboarding and selection of third‑party or “Outside Managers” to run client accounts when appropriate.
Its investment approach combines fundamental analysis with Modern Portfolio Theory, using both passive and active vehicles and an asset‑allocation framework that emphasizes liquidity, tax considerations, and diversification. LWM discloses that it makes discretionary investment decisions for its Funds and for plan management, and that it conducts ongoing review and due diligence of any Outside Managers it recommends.
What is distinctive about the firm is the combination of services — operating private pooled funds across strategies (long/short equity, credit, private equity, venture capital, real estate) while also acting as an ERISA 3(38) style investment manager and retirement plan consultant — given the firm’s recent formation and single‑principal structure. The founder’s professional qualifications (including a master’s in financial planning and CFP® certification) and the formalized Outside Manager selection and monitoring process are emphasized in the brochure.
Client services
Expertise
Occupation focus
Fee options
Flat annual fee up to $40,000 for Wealth Management; fixed fees for Financial Planning services (Ongoing and Project-Based)
Up to 1% (Retirement Plan Consulting fee on Plan assets)
Fee-only: Wealth Management services charged as a flat annual fee up to $40,000, paid quarterly in arrears; Financial Planning services charged as fixed fees (Ongoing: $3,000 to $15,000 quarterly; Project-Based: $1,600 to $10,000)
Main office
999 Vanderbilt Beach Rd., Suite 200
Naples FL 34108
Advisors at this office
1
Most active in
Florida
Also doing business as
Local Wealth Advisors · Local Wealth Advisors, LLC · Local Wealth Management · Local Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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