York, PA Office

Team
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Lombard Advisers Incorporated logo

Lombard Advisers Incorporated

Multi-team

Firm-wide stats for Lombard Advisers Incorporated

Total advisors

33

Across 22 offices

Clients per advisor

29 Very Low

Avg AUM per client

$543,452 Typical

HNW client ratio

8% Low

About

Lombard Advisers provides personalized investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and small businesses through a team of investment adviser representatives and sponsored platform programs. Services include portfolio management for individuals, retirement plan consulting, held‑away asset management, and access to a variety of wrap and separately managed account programs offered via its clearing relationships.

The firm offers both client‑directed (non‑discretionary) and discretionary solutions, including IAR‑directed discretionary accounts, a held‑away discretionary option using a third‑party order management system, and WFCS® wrap program options; it employs methods such as fundamental, technical, charting and cyclical analysis to construct portfolios. Accounts are reviewed at least annually (with additional reviews for material changes), and advisory relationships are executed through platform custodial arrangements and negotiated agreements with the servicing IAR.

As of 12/31/2025 Lombard Advisers reported approximately $670 million in assets under management, with the larger portion managed on a non‑discretionary basis—an operational mix that is uncommon among multi‑team firms. The firm is a wholly owned subsidiary of its affiliated broker‑dealer and routinely implements advisory services through affiliated clearing relationships and third‑party manager platforms, and it does not emphasize standalone comprehensive financial planning as a primary service.

Based on Lombard Advisers Incorporated

Expertise

College savings (529s, UTMA, etc.)

Based on Lombard Advisers Incorporated

Location

1938 Security Drive

York PA 17402

Advisors at this office

4

Advisors at this office

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Arthur G

CFP®, Series 63, Series 65

York, PA

Lombard Advisers Incorporated

Arthur Gallo is a CFP® professional with seven years of industry experience, currently serving at Lombard Advisers Incorporated. His career includes roles at Lombard Securities Incorporated and NYLIFE Securities LLC, as well as New York Life Insurance Co. Outside of advisory work, he is involved with Corto Financial Group, where he focuses primarily on insurance sales and also participates in a partnership that refers clients for student loan refinancing. Lombard Advisers provides personalized investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm offers both discretionary and non-discretionary portfolio management using a variety of analytical methods and manages approximately $670 million in assets, with an operational emphasis on non-discretionary accounts.

College savings (529s, UTMA, etc.)
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Lyndsey M

Series 65, Series 63

York, PA

Lombard Advisers Incorporated

Lyndsey Michelsen is a financial advisor at Lombard Advisers Incorporated with four years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at The Vanguard Group, Inc. Outside of finance, she has worked in hospitality roles, including at Sheraton Hotel and Bonefish Grill. Lombard Advisers provides personalized investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm offers both discretionary and non-discretionary portfolio management using a variety of analytical methods and serves approximately $670 million in assets, primarily on a non-discretionary basis.

College savings (529s, UTMA, etc.)
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Frank C

Series 63, Series 65

York, PA

Lombard Advisers Incorporated

Frank Corto is a financial advisor with Lombard Advisers Incorporated in York, PA, holding Series 63 and Series 65 designations and 30 years of industry experience. He has been with Lombard Securities Incorporated since 2017 and previously worked at IFS Securities. Outside of his advisory role, he is the managing partner of Corto Financial Group, which serves physicians by providing disability and life insurance products, and he owns a financial interest in the Central Pennsylvania Lacrosse Club. Lombard Advisers provides personalized investment management and consulting services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses through a multi-team approach. The firm offers both discretionary and non-discretionary portfolio management solutions, employing various analytical methods and managing approximately $670 million in assets under management as of 2025.

College savings (529s, UTMA, etc.)
user avatar

Stephen P

Series 65, Series 63

York, PA

Lombard Advisers Incorporated

Stephen Prindle is an advisor at Lombard Advisers Incorporated with 11 years of industry experience. He has held positions at Lombard Advisers and Lombard Securities since 2017, with prior roles at IFS and Summit Financial Group. In addition to his advisory work, he is involved with Corto Financial, focusing on insurance products and medical student loan refinancing. Lombard Advisers provides personalized investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm offers both discretionary and non-discretionary portfolio management, employing a variety of analytical approaches and servicing approximately $670 million in assets under management as of the end of 2025.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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