A complete list of active advisors currently associated with LPL Enterprise

Warmer can help you find a great advisor at LPL Enterprise or one who fits your needs even better.

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual investors, retirement plans, charitable organizations, and corporate clients through a large network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset management programs (TAMPs), and participation in LPL’s ModelWealth Portfolios (MWP) unified managed account program. The firm and its IARs rely on a combination of LPL and third‑party research and model portfolios; IARs assist clients with determining suitability, selecting model strategies or TAMP sponsors, and monitoring accounts, while MWP accounts are managed on a discretionary basis by designated Portfolio Strategists and implemented by LPL. TAMP arrangements may be offered as co‑investment advisory relationships or as referral‑based services, and clients are directed to review TAMP sponsors’ separate disclosures for strategy‑specific information. LPLE’s brochure highlights a number of features that distinguish it from many peers: it distributes insurance and other financial products through an affiliated insurance agency (LPL Insurance Associates) and receives related compensation, and it facilitates securities‑based lending (including LPL’s Secured Credit Account and partner bank lines of credit). The firm also documents a reliance on solicitor and referral arrangements for third‑party managers rather than broadly “selecting” other advisers on clients’ behalf, and it does not use hypothetical performance advertising.

To learn more about the advisors currently working at LPL Enterprise, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.