Orange, CA Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,115

Across 866 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

600 City Parkway West, Suite 210

Orange CA 92868

Advisors at this office

23

Advisors at this office

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Mirzayit M

Series 63, Series 66

Orange, CA

LPL Enterprise

Mirzayit Mirzijon is a financial advisor with LPL Enterprise in Orange, CA, holding Series 63 and Series 66 licenses and having two years of industry experience. His prior roles include positions at Cetera Investment Services, East West Bank, JPMorgan Securities, JP Morgan Chase, and Citibank. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities, using primarily model-driven investment implementation and offering access to third-party asset managers and other financial services.

Tax-loss harvesting
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Lisa Jung Hwa A

Series 63, Series 65, Series 66

Orange, CA

LPL Enterprise

Lisa Jung Hwa An is a financial advisor with LPL Enterprise LLC, holding Series 63, 65, and 66 licenses and nine years of industry experience. She previously worked at Prudential/Melany Qu and SchoolsFirst Credit Union. Outside of her advisory role, she is the business owner of Babies N Kids Essentials. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, and institutional entities. The firm uses a model-driven investment approach, offering financial planning, access to third-party asset managers, and insurance products through affiliated entities.

Tax-loss harvesting
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Nelson E

Series 66

Orange, CA

LPL Enterprise

Nelson Escalante Jr. is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning his advisory career in 2025. Prior to joining LPL Enterprise, he worked at United Parcel Service and Autozone. He also has experience in education, having worked at Whittier College and La Mirada High School. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and it offers access to third-party asset managers and financial planning services.

Tax-loss harvesting
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Maria C

Series 63, Series 65

Orange, CA

LPL Enterprise

Maria Chueh is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 registrations and bringing 35 years of industry experience. Her prior experience includes over three decades at Pruco Securities, LLC and more than two decades with Prudential Insurance Company of America. She continues to receive residual commissions from individual and group medical policies with Blue Shield of California and Anthem/Elevance. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, consulting, and access to third-party asset managers.

Tax-loss harvesting
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John T

Series 63, Series 65

Orange, CA

LPL Enterprise

John Tran is a financial advisor at LPL Enterprise with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Prudential Insurance Company of America, Pruco Securities, and JP Morgan Chase Bank. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and affiliated insurance and trust services.

Tax-loss harvesting
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Eddie K

ChFC®, Series 65

Orange, CA

LPL Enterprise

Eddie Kaspar is a financial advisor with LPL Enterprise holding ChFC® and Series 65 credentials and has 43 years of industry experience. He has worked at Prudential Insurance Company of America since 1978 and most recently joined LPL Enterprise in 2024. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a network of investment adviser representatives. The firm employs a model-driven approach to investment implementation and offers services including financial planning, access to third-party asset managers, and participation in wrap programs.

Tax-loss harvesting
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Christian E

Series 66

Orange, CA

LPL Enterprise

Christian Elia is a financial advisor at LPL Enterprise with a Series 66 designation and no prior industry experience. His professional background includes roles outside finance such as work with Cambrian HomeCare, Uber Black, and academic positions at Cal State Long Beach University and El Camino Community College. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach, offering financial planning, access to third-party asset managers, and participation in wrap programs.

Tax-loss harvesting
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Uyen D

Series 63, Series 65

Orange, CA

LPL Enterprise

Uyen Dao is a financial advisor at LPL Enterprise with seven years of industry experience. She holds the Series 63 and Series 65 designations. Her prior experience includes roles at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of finance, she has been involved with Invia Robotics since 2019. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm employs a model-driven investment approach and offers financial planning, third-party asset manager access, and participation in a wrap program.

Tax-loss harvesting
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Joo Yong P

Series 66

Orange, CA

LPL Enterprise

Joo Yong Park is a financial advisor at LPL Enterprise with one year of industry experience. He holds the Series 66 designation and has worked in tax preparation and accounting through his involvement with Fire Tax Consulting since 2021. Prior to joining LPL Enterprise, he was associated with JC Sky Inc for five years. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and it also offers access to financial planning, third-party asset managers, and insurance products through affiliated entities.

Tax-loss harvesting
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Sina T

Series 66

Orange, CA

LPL Enterprise

Sina Tahamzadeh is a financial advisor with LPL Enterprise holding a Series 66 designation and three years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at The Prudential Insurance Company of America and Pruco Securities LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities, utilizing a model-driven investment approach and access to third-party asset managers.

Tax-loss harvesting
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Lincoln L

Series 63, Series 65

Orange, CA

LPL Enterprise

Lincoln Lai is a financial advisor at LPL Enterprise with 16 years of industry experience. He holds Series 63 and Series 65 designations. His prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Foresters Advisory Services LLC. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is typically model-driven, utilizing portfolios developed by internal and third-party strategists, and it offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Tax-loss harvesting
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Beshoy R

Series 63, Series 66

Orange, CA

LPL Enterprise

Beshoy Ragheb is a financial advisor at LPL Enterprise with four years of industry experience. He holds Series 63 and Series 66 credentials. His prior experience includes roles at Prudential Insurance Company of America and Prudential Investment Management Services, as well as a position at California State University. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs model-driven investment strategies and offers financial planning, access to third-party asset managers, and various affiliated non-securities services.

Tax-loss harvesting
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Hongjian Z

CFP®, Series 63, Series 66

Orange, CA

LPL Enterprise

Hongjian Zeng is a CFP® with seven years of industry experience, currently serving at LPL Enterprise. His prior experience includes roles at Prudential Insurance Company of America and Pruco Securities, LLC, as well as work at Harmony Investment and Management LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and other entities through a large network of investment adviser representatives. The firm emphasizes model-driven investment implementation using portfolios from LPL’s Research Department and third-party strategists, and it offers services including financial planning, access to third-party asset managers, and insurance product facilitation.

Tax-loss harvesting
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Kevin L

Series 66

Orange, CA

LPL Enterprise

Kevin Lin is a financial advisor with LPL Enterprise holding a Series 66 designation and five years of industry experience. His prior roles include positions at Empirikal Partners LLC, Transamerica Financial Advisors, Inc., and World Financial Group, INC., among others. He has also operated as a sole proprietor and insurance agent since 2016. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in wrap programs.

Tax-loss harvesting
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Joe E

Series 63, Series 65

Orange, CA

LPL Enterprise

Joe Esparza is a financial advisor with LPL Enterprise in Orange, CA, holding Series 63 and Series 65 credentials and bringing 13 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities LLC. Esparza has referred clients to insurance brokers as part of the Prudential Pathways program. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, access to asset managers, and insurance product facilitation through affiliated entities.

Tax-loss harvesting
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