Shelton, CT Corporate Drive Office

David Yaffee is a financial advisor with LPL Enterprise holding Series 63 and Series 66 credentials and over 23 years of industry experience. His career includes roles at firms such as Prudential Insurance Company of America, LPL Financial, and Webster Bank. Outside of finance, he is the owner of Yaffee & Associates, LLC, a business focused on musical instrument sales and training. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, banks, corporate, and charitable entities through a network of investment adviser representatives. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Nicholas Hall is a financial advisor with LPL Enterprise, holding the Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he worked at Guilford Savings Bank and was involved in the hospitality sector at Huskies Bar & Restaurant. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, with a focus on financial planning, access to third-party asset managers, and participation in wrap programs.

Adam Usinger is a financial advisor at LPL Enterprise with a Series 66 designation and three years of industry experience. Prior to joining LPL Enterprise, he worked at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of his advisory role, he is involved in non-variable insurance activities through a Prudential-sponsored insurance agency. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, employer-sponsored retirement plans, and corporate and charitable entities, primarily using model-driven investment portfolios developed by LPL’s Research Department and third-party strategists.

Tracy Rotman is a Series 66 licensed advisor with LPL Enterprise, LLC, based in Shelton, CT. She has one year of industry experience and previously operated Elite Lawn Maintenance, LLC for sixteen years. LPL Enterprise, LLC serves a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm uses model-driven investment strategies developed by LPL’s Research Department and third-party portfolio strategists, and offers financial planning, access to outside asset managers, and insurance products through affiliated entities.

Steven Miranda is a financial advisor with LPL Enterprise, holding the Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise in 2025, he was involved with Quattros since 2021 and has held roles with Connecticut Pest Elimination and Montello Group. He is also engaged in non-variable insurance activities through his own insurance agency. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach using portfolios developed by its Research Department and third-party strategists, and it offers financial planning, access to external asset managers, and insurance product facilitation through affiliated entities.

Mario Sclafani is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and 16 years of industry experience. His prior roles include positions at Pruco Securities LLC, State Farm, The Prudential Insurance Company of America, and Allstate Insurance. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and institutional clients through a wide network of investment adviser representatives. The firm employs a model-driven investment approach using portfolios developed by its research department and third-party strategists, and it also offers affiliated insurance and trust services.

Joseph Persempere is a financial advisor at LPL Enterprise with 29 years of industry experience. He has held roles at Prudential Insurance Company of America since 1997 and worked with Pruco Securities, LLC. from 1997 to 2024. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, and institutional clients through a network of investment adviser representatives. Its investment approach is typically model-driven, offering access to third-party asset managers and wrap programs alongside affiliated insurance and trust services.

Alfred Zappulla is a Series 66-licensed financial advisor with LPL Enterprise, bringing three years of industry experience. His prior roles include positions at Pruco Securities LLC, Nylife Securities LLC, New York Life Insurance Company, Confluence Global Capital, and TIAA. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, employer-sponsored retirement plans, banks, and charitable entities. The firm’s investment approach is primarily model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists.

John Steiger is a Series 66-licensed advisor with LPL Enterprise, holding three years of industry experience. Prior to joining LPL Enterprise, he worked at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of financial services, he has worked for Instacart and held various roles including at the University of Connecticut and E.A. Quinn Landscape Contracting Inc. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, and institutional entities. The firm utilizes model-driven investment implementation and offers access to third-party asset managers and financial planning services.

Jason Pollack is a financial advisor at LPL Enterprise with 12 years of industry experience. He holds the Series 63 and Series 66 credentials. Outside of his advisory role, he is also active as a real estate agent at ERA Blanchard in Manchester, CT. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm primarily uses model-driven investment strategies developed by internal and third-party research teams and offers access to third-party asset managers and financial planning services.

Jeremy Taubman is a financial advisor with LPL Enterprise LLC and holds a Series 66 designation. He has one year of industry experience, including a prior role at Northwestern Mutual Investment Services LLC. His background also includes work in education and physical therapy. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual investors, employer-sponsored retirement plans, and charitable entities. The firm uses model-driven portfolios and offers access to third-party asset managers, along with affiliated insurance and trust services.

Raymond Passero is a financial advisor with LPL Enterprise who holds a Series 63 designation and has 30 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and David Lerner Associates. Outside of his advisory work, he is a licensed CPA providing tax preparation and accounting services. LPL Enterprise serves a broad client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers access to financial planning, third-party asset managers, and various advisory wrap programs.

Joshua Mcmahon is a financial advisor at LPL Enterprise with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Prudential Insurance Company of America, Pruco Securities, LLC, and VOYA Financial Advisors. Outside of finance, he operates George McMahon's Lawn Service, a lawn care and snow removal business. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and corporate and charitable entities. The firm uses model-driven investment implementation with access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Roger Madero is a financial advisor at LPL Enterprise with 33 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Prudential Insurance Company of America since 1993. Madero also has experience with Pruco Securities, LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, employer-sponsored retirement plans, banks, corporate, and charitable entities through a network of investment adviser representatives. The firm’s investment approach is typically model-driven, utilizing portfolios developed by internal and third-party strategists, and offers financial planning, access to asset managers, and insurance product facilitation through affiliated entities.

Russell Hanson is a financial advisor at LPL Enterprise with 18 years of industry experience. He holds Series 63 and Series 66 credentials. His prior work includes positions at Bank of America and JPM Chase. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, insurance products, and affiliated trust and lending services.