Palm City, FL Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
Palm City FL
Advisors at this office
3
Advisors at this office
Laurence E
CFP®, Series 63
Palm City, FL
LPL Financial
Laurence Epstein is a Certified Financial Planner (CFP®) with 38 years of industry experience. He has worked at LPL Financial since 2018 and previously held roles at Cetera Advisors Networks LLC, United Capital Financial Advisers, Girard Securities, and Osaic FA, Inc. Epstein is also involved with Clarity Wealth Management, LLC, which operates as a DBA for his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supporting its network of over 22,800 advisors and managing over $819 billion in discretionary assets.
Mark S
Series 63, Series 65
Palm City, FL
LPL Financial
Mark Schwab is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with LPL Financial since 2018 and previously worked at INVEST Financial Corporation. Schwab is also the sole owner and president of Mark A. Schwab & Associates Inc., a pension consulting and administration firm he founded in 1990. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.
James L
ChFC®, Series 63, Series 66
Palm City, FL
LPL Financial
James Luongo is a financial advisor with LPL Financial in Palm City, FL, holding the ChFC® designation and Series 63 and 66 licenses. He has 34 years of industry experience, including prior work at Northwestern Mutual Investment Management. Outside of his advisory role, Luongo is a health coach and author, involved in health-related business activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory services including financial planning and model portfolio programs, supported by extensive technology tools and oversight of substantial discretionary assets.
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