M1 Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$400,750,279
Clients
383
Advisors
3
across 2 offices
About
M1 Capital Management provides discretionary portfolio management and financial planning primarily for individual clients, most of whom are high net worth, and also works with pension plans, charities, and businesses. The firm manages approximately $450 million and offers strategies including Tactical Asset Allocation, a Tactical Dividend Income program, fixed‑income and CMO portfolios, retirement-plan advice, and the use of sub‑advisors when appropriate.
Portfolios are tailored using a client questionnaire and risk/return parameters, with a tactical asset allocation emphasis implemented largely through ETFs and a proprietary model that times ETF entry and exit points. The firm also integrates fixed‑income diversification (including CMOs and REMICs), a disciplined sell/hedge approach using options when warranted, and tax‑ and cash‑flow considerations into its planning and management processes.
Distinctive features disclosed in the brochure include an ownership and affiliation structure (Malloch Capital Management is a part owner and some personnel are dually registered with another registered adviser), the firm’s use of independent sub‑advisors, and several employees who are licensed insurance producers and may recommend insurance products in their personal capacity. The firm also discloses the use of independent solicitors paid flat fees and provides detailed CMO allocation guidelines, reflecting a more active and structured use of mortgage‑backed securities than is typical for many peer firms.
Client services
Expertise
Fee options
Financial planning one-time flat fees starting at $150, commonly $1,500, up to $10,000 depending on plan complexity.
0.10% to 2.0% annually (negotiable based on portfolio size and strategies)
Account minimum: $100,000 Fee-only: Financial planning one-time fees range from $150 to $10,000; continuous financial planning fees charged as yearly flat fee billed quarterly in advance; combined continuous financial planning and investment management fees range from 0.25% to 2.0% annually.
Main office
See office200 E Big Beaver Rd, Ste 132
Troy MI 48083
Advisors at this office
1
Offices (2)
Most active in
Arizona · California · Florida · Illinois · Louisiana · Michigan · Missouri · North Carolina · Texas
Also doing business as
M1 Capital Management · M1 Capital Management LLC · M1 Capital Management Llp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Robert S
Series 65
Bloomfield Hills, MI
M1 Capital Management LLC
Robert Stapleton is a financial advisor with M1 Capital Management LLC in Bloomfield Hills, MI, holding a Series 65 credential and 14 years of industry experience. He has been with M1 Capital Management since 2011. Outside of his advisory role, he is a partner in several investment-related partnerships focused on real estate and real estate lending. M1 Capital Management provides discretionary portfolio management and financial and tax planning primarily for individual clients, including many high-net-worth individuals, as well as pension, profit-sharing, charitable, and business clients. The firm emphasizes tactical asset allocation through diversified ETFs and fixed-income strategies, managing approximately $406 million in client assets.
Paul D
Series 63, Series 65
Bloomfield Hills, MI
M1 Capital Management LLC
Paul Dunbar is a financial advisor with M1 Capital Management LLC in Bloomfield Hills, MI, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked at M1 Capital Management since 2011 and was also affiliated with Purshe Kaplan Sterling from 2011 to 2021. Outside of his advisory role, he is a licensed real estate agent representing buyers and sellers of Northern Michigan lakefront properties. M1 Capital Management provides discretionary portfolio management and financial and tax planning for individual clients, including many high-net-worth individuals, as well as pension, profit-sharing, charitable, and business clients. The firm employs a tactical asset-allocation approach primarily through diversified ETFs and fixed-income instruments, tailoring portfolios based on client risk and objectives.
Douglas C
Series 63, Series 66
Troy, MI
M1 Capital Management LLC
Douglas Cook is a financial advisor with M1 Capital Management LLC in Troy, MI, holding Series 63 and Series 66 licenses and 14 years of industry experience. His prior work includes roles at Charles Schwab and Integrity Alliance, LLC. Outside of advisory work, he is a principal real estate investor with CGT Enterprises. M1 Capital Management provides discretionary portfolio management and financial planning mainly for high net worth individuals, as well as pension plans, charities, and businesses. The firm employs a tactical asset allocation strategy primarily using ETFs and incorporates fixed-income diversification, options strategies, and tax considerations into its tailored investment programs.
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