A complete list of active advisors currently associated with M1 Capital Management LLC

Warmer can help you find a great advisor at M1 Capital Management LLC or one who fits your needs even better.

M1 Capital Management provides discretionary portfolio management and financial planning primarily for individual clients, most of whom are high net worth, and also works with pension plans, charities, and businesses. The firm manages approximately $450 million and offers strategies including Tactical Asset Allocation, a Tactical Dividend Income program, fixed‑income and CMO portfolios, retirement-plan advice, and the use of sub‑advisors when appropriate. Portfolios are tailored using a client questionnaire and risk/return parameters, with a tactical asset allocation emphasis implemented largely through ETFs and a proprietary model that times ETF entry and exit points. The firm also integrates fixed‑income diversification (including CMOs and REMICs), a disciplined sell/hedge approach using options when warranted, and tax‑ and cash‑flow considerations into its planning and management processes. Distinctive features disclosed in the brochure include an ownership and affiliation structure (Malloch Capital Management is a part owner and some personnel are dually registered with another registered adviser), the firm’s use of independent sub‑advisors, and several employees who are licensed insurance producers and may recommend insurance products in their personal capacity. The firm also discloses the use of independent solicitors paid flat fees and provides detailed CMO allocation guidelines, reflecting a more active and structured use of mortgage‑backed securities than is typical for many peer firms.

To learn more about the advisors currently working at M1 Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.