M3Sixty Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$181,540
Clients
3
Advisors
3
across 2 offices
About
M3Sixty Capital serves investment companies and institutional clients, acting as adviser to several SEC-registered mutual funds — the M3Sixty Small Cap Growth Fund, M3Sixty Income & Opportunity Fund and M3Sixty OnChain U.S. Government Money Market Fund — and managing model managed accounts for institutional investors on a non-discretionary basis. The firm also offers separately managed accounts on a discretionary basis for institutional and individual investors, with minimums generally set at $5 million and negotiable in certain circumstances.
The firm implements a range of strategies across equities, fixed income, cash management and alternatives, using fundamental, quantitative, technical and macroeconomic analysis and emphasizing active security selection, duration and yield-curve positioning in its fixed income mandates. M3Sixty conducts ongoing reviews of accounts, documents client-imposed restrictions, and negotiates asset-based advisory arrangements that are generally billed monthly or as otherwise agreed.
Distinctive features include its role as a primary adviser to registered investment companies and its affiliation with Matrix 360 Distributors LLC and M3Sixty Administration LLC, with common ownership, shared services and potential distribution-related conflicts that the firm discloses and mitigates (including waiving advisory fees at the account level for assets invested in affiliated funds). Compared with many peers, the firm’s activity is concentrated on fund and institutional model business rather than broad retail individual account management, and its separately managed account regulatory AUM was relatively modest as of December 31, 2025 ($181,540), underscoring that focus.
Client services
Expertise
Fee options
$5 million - $25 million: 0.80% $25,000,001 - $50 million: 0.70% Over $50 million+: Negotiable
Account minimum: $5 million
Main office
See office4300 Shawnee Mission Parkway, Suite 100
Fairway KS 66205
Advisors at this office
2
Offices (2)
Most active in
Illinois · Kansas
Also doing business as
M3 Sixty Capital, LLC · Matrix 360 Advisor, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Vincent D
Series 63, Series 66
Fairway, KS
M3Sixty Capital, LLC
Vincent Duvigneaud is a financial advisor at M3Sixty Capital, LLC with seven years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including FinTrust Capital Advisors and Thesis Fund Management. Outside of his advisory role, he serves as an advisory board member for a medical device company focused on laser spine surgery. M3Sixty Capital advises investment companies and institutional clients, managing several SEC-registered mutual funds and providing separately managed accounts primarily for institutional and high-net-worth investors. The firm employs a variety of investment strategies across equities, fixed income, and alternatives, emphasizing active security selection and tailored portfolio management.
John W
Series 63, Series 65
Fairway, KS
M3Sixty Capital, LLC
John Williams is a financial advisor with M3Sixty Capital, LLC, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. His prior roles include positions at Aronson Asset Management and Kalos Capital Inc. He also owns a compliance consulting firm that provides services to independent broker-dealers and RIAs. M3Sixty Capital, LLC provides investment advisory services primarily to institutional clients and investment companies, managing pooled vehicles and institutional mandates rather than retail individual accounts. The firm employs a range of active strategies across equities, fixed income, cash management, and alternative investments, and serves as adviser to several SEC-registered mutual funds.
Andrew A
Series 63, Series 65
Downers Grove, IL
M3Sixty Capital, LLC
Andrew Arnold is a financial advisor at M3Sixty Capital, LLC with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Fidelity Investments and Carillon Fund Distributors, Inc. He also serves as a Regional Director and Wholesaler for M3Sixty Capital. M3Sixty Capital, LLC provides investment advisory services primarily to institutional clients and investment companies, managing several SEC-registered mutual funds and offering model managed accounts and separately managed accounts. The firm uses a range of active strategies across multiple asset classes and explicitly serves investment companies, including the M3Sixty Small Cap Growth Fund and other specialized funds.
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