Ellicott City, MD Office
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MAI Capital Management, LLC
Enterprise
Firm-wide stats for MAI Capital Management, LLC
About
MAI Capital Management, LLC provides discretionary and non‑discretionary investment management, integrated wealth management, retirement plan consulting, and family‑office services to a mix of individuals (including high‑ and ultra‑high‑net‑worth clients), families, sports professionals, trusts, and institutional clients such as pension and profit‑sharing plans, endowments, foundations, and corporations. As of May 31, 2026, MAI reported $72.3 billion in assets under management and offers trust administrative services through MAI Trust Company, LLC and insurance administration through its MAI Insurance affiliate.
The firm customizes portfolio management and asset‑allocation recommendations across a range of strategies — including equity, dividend, focused equity, taxable and tax‑exempt fixed income, ETF implementations, and private investments — and implements those strategies using in‑house portfolio managers, third‑party sub‑advisers, unified managed account models, and wrap programs as appropriate to client objectives. MAI integrates financial planning, tax and bill‑pay services into many client relationships and describes formal monitoring and valuation processes for sub‑advisers and private investments in its disclosure materials.
MAI serves in both product‑sponsor and advisory roles that are less common among peers of its size: it is the investment adviser to a registered mutual fund (the MAI Managed Volatility Fund) and acts as adviser, general partner, or manager to numerous private funds and investment‑related LLCs, including vehicles that charge performance‑based fees. The firm also disclosed a majority equity acquisition by affiliates of The Carlyle Group effective June 4, 2026, and identifies related‑person/affiliate conflicts and supervisory policies stemming from that affiliation in its ADV.
Based on MAI Capital Management, LLC
Expertise
Based on MAI Capital Management, LLC
Location
3300 North Ridge Road, Ste 345
Ellicott City MD 21043
Advisors at this office
4
Advisors at this office
Michael G
Series 63, Series 66
Ellicott City, MD
MAI Capital Management, LLC
Michael Golden is a financial advisor at MAI Capital Management, LLC with seven years of industry experience. His career includes roles at Bank of America, Merrill, Court Place Advisors, and Brock FIS. He holds Series 63 and Series 66 licenses. MAI Capital Management provides investment management, wealth management, retirement plan consulting, and family-office services to individuals, families, institutional clients, and sports professionals. The firm offers a range of portfolio strategies and integrates financial planning and tax services for its clients, managing over $72 billion in assets as of mid-2026.
James S
CFP®, Series 66
Ellicott City, MD
MAI Capital Management, LLC
James Sweet is a CFP® with 12 years of industry experience, currently serving as a financial advisor at MAI Capital Management, LLC. His prior roles include positions at Court Place Advisors, LLC, TD Ameritrade, Inc., and T. Rowe Price. MAI Capital Management provides investment management, wealth management, retirement plan consulting, and family-office services to a diverse client base including high- and ultra-high-net-worth individuals, families, sports professionals, trusts, and institutional clients. The firm offers customized portfolio management across various strategies and integrates financial planning and tax services into many client relationships.
John S
Series 63, Series 65
Ellicott City, MD
MAI Capital Management, LLC
John Santry is a financial advisor at MAI Capital Management, LLC with 27 years of industry experience. He holds Series 63 and Series 65 designations and previously worked for Court Place Advisors, LLC for 27 years before joining MAI Capital Management in 2025. MAI Capital Management, LLC provides discretionary and non-discretionary investment management, integrated wealth management, retirement plan consulting, and family-office services to individuals, families, sports professionals, trusts, and institutional clients. The firm offers customized portfolio management across various strategies and integrates financial planning and related services into many client relationships.
William C
PFS™, Series 65
Ellicott City, MD
MAI Capital Management, LLC
William Chlan Jr. is a financial advisor at MAI Capital Management, LLC with 18 years of industry experience. He holds the PFS™ designation and Series 65 license. Prior to joining MAI, he worked 17 years at Court Place Advisors, LLC and has operated his own legal and accounting practice as an attorney and CPA since 1992. His practice provides non-investment-related legal and accounting services and occasionally introduces clients to MAI Capital Management without obligation or referral fees. MAI Capital Management offers discretionary and non-discretionary investment management, integrated wealth management, retirement plan consulting, and family-office services to a diverse client base including high-net-worth individuals, families, institutional clients, and sports professionals. The firm manages $72.3 billion in assets and provides customized portfolio strategies using in-house managers, third-party sub-advisers, and various account models, along with trust and insurance administration services.
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