A complete list of active advisors currently associated with New England Financial Services
Warmer can help you find a great advisor at New England Financial Services or one who fits your needs even better.
New England Financial Services provides fee‑based investment advisory services, comprehensive financial planning, and qualified retirement plan consulting to individual investors and plan sponsors, including high‑net‑worth clients. The firm operates as a small advisory practice with two advisors and a client base of seven relationships. The adviser employs a tactical asset‑allocation approach grounded in fundamental analysis, selecting mutual funds and securities using criteria such as manager tenure and career performance, and may use cash positions, options, and selective stock recommendations to adjust sector weightings or dividend exposure. Most client accounts are managed on a non‑discretionary basis, meaning the adviser presents recommendations and clients approve transactions rather than delegating trade authority. Noteworthy features include the firm’s concentration of assets under non‑discretionary management, an uncommon practice among peers that influences trade aggregation and execution procedures, and its provision of participant‑level fiduciary advice for qualified plans while leaving implementation to participants. The firm also discloses that its principal maintains separate licensed insurance and real estate activities and that a supervised representative has significant outside business interests; these relationships are identified as potential conflicts and are subject to the firm’s code of ethics and supervision practices, and the firm recently adopted a new doing‑business‑as name and an hourly option for financial planning.
To learn more about the advisors currently working at New England Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse New England Financial Services's office locations.
Name |
Location |
Years of experience |
|---|---|---|
Rockland, ME
| 1
| |
Falmouth, ME
| 25
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")