Managed Financial Services Corp Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Managed Financial Services Corporation serves individual and high‑net‑worth clients as well as corporate pension and profit‑sharing plans, charitable institutions, foundations, endowments, municipalities and trusts. The firm provides discretionary investment management, including customized mutual fund portfolios, 401(k) portfolio advisory and asset allocation programs.
Investment decisions are made by a multi‑member investment committee that monitors markets on a bi‑weekly basis and reviews allocations at least monthly. The committee uses proprietary scorecards and Modern Portfolio Theory–based criteria to evaluate and replace managers, and the firm limits its strategies to mutual funds and fixed and variable annuity products.
Distinctive features include a seven‑advisor team managing roughly $55 million with committee members who hold fiduciary designations and bring military, real estate/mortgage and IT backgrounds to the investment process. The firm also provides ERISA/401(k) advisory services with a formal “watch list” replacement process, receives soft‑dollar support (software and education) from its custodian, does not sponsor wrap programs, and does not take custody of client assets.
Client services
Expertise
Fee options
$7,500 flat fee for ERISA accounts under $1.5 million
$0 - $500,000: 1.65% $500,000 - $1,000,000: 1.15% $1,000,000 - $5,000,000: 0.95% $5,000,000+: 0.65% $0 - $1,500,000: $7,500 flat fee (ERISA plans) $1,500,000 - $5,000,000: 0.50% (ERISA plans) $6,000,000 - $10,000,000: 0.45% (ERISA plans) $11,000,000 - $15,000,000: 0.40% (ERISA plans) $16,000,000 - $20,000,000: 0.35% (ERISA plans) $21,000,000 - $25,000,000: 0.30% (ERISA plans) $26,000,000 - $30,000,000: 0.25% (ERISA plans) $30,000,000+: 0.20% (ERISA plans)
Minimum fee: $7,500 flat fee for ERISA plans under $1.5 million Fee-only: Fees are asset-based and flat fees for ERISA plans; no commissions or performance fees
Main office
10330 Lake Road, Suite U
Houston TX 77070
Advisors at this office
6
Most active in
Louisiana · North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Steven H
Series 63, Series 65
Houston, TX
Managed Financial Services Corp Inc
Steven Hobbs is a financial advisor at Managed Financial Services Corp., Inc. in Houston, TX, holding Series 63 and Series 65 licenses with 25 years of industry experience. He has been with Managed Financial Services Corp., Inc. since 1999. Managed Financial Services Corporation serves individual and high-net-worth clients as well as corporate pension and profit-sharing plans and other institutional entities. The firm manages investments through a seven-advisor team that uses a committee-based approach incorporating proprietary scorecards and Modern Portfolio Theory criteria to guide portfolio decisions.
Richard W
Series 63, Series 65
Houston, TX
Managed Financial Services Corp Inc
Richard Walker is a financial advisor with Managed Financial Services Corp., Inc. in Houston, TX, holding Series 63 and Series 65 credentials and bringing 26 years of industry experience. He has been with Managed Financial Services Corp., Inc. since 1997. Managed Financial Services Corporation, Inc. provides discretionary and non-discretionary portfolio management for individuals, employer-sponsored retirement plans, and institutional clients, focusing on mutual funds and annuity products. The firm uses a formal, committee-driven investment process and tailored asset allocation strategies, managing approximately $56.7 million across its client base.
John C
Series 63, Series 65
Houston, TX
Managed Financial Services Corp Inc
John Cook is a financial advisor with Managed Financial Services Corp Inc in Houston, TX, holding Series 63 and Series 65 credentials and 26 years of industry experience. He has been with Managed Financial Services, Inc. since 1997. Managed Financial Services Corporation, Inc. provides discretionary and non-discretionary portfolio management to individuals, employer-sponsored retirement plans, and institutional clients. The firm specializes in mutual funds and annuity products, applying a committee-driven investment process that includes proprietary tools and formal monitoring to tailor portfolios to client objectives and risk tolerance.
Terence K
Series 65
Houston, TX
Managed Financial Services Corp Inc
Terence King is a financial advisor at Managed Financial Services Corp Inc with six years of industry experience. He holds a Series 65 designation and has worked at his current firm since 2019, following seven years at Phoenix Group Metals. Managed Financial Services Corporation, Inc. provides discretionary and non-discretionary portfolio management to individuals, employer-sponsored retirement plans, and institutional clients. The firm focuses on mutual funds and annuity products, using a formal, committee-driven manager selection process and proprietary tools to tailor investments to client objectives and risk tolerance.
Anthony S
Series 63, Series 65
Houston, TX
Managed Financial Services Corp Inc
Anthony Sumrall is a financial advisor at Managed Financial Services Corporation, Inc. in Houston, TX, holding Series 63 and Series 65 credentials with 15 years of industry experience. He has been with Managed Financial Services Corporation, Inc. since 2007. Managed Financial Services Corporation, Inc. provides discretionary and non-discretionary portfolio management to individuals, employer-sponsored retirement plans, and institutional clients. The firm focuses on mutual funds and annuity products, applying a committee-driven investment process and tailored asset allocation aligned with clients’ objectives and risk tolerance.
Joi M
Series 63
Houston, TX
Managed Financial Services Corp Inc
Joi Murphy is a financial advisor at Managed Financial Services Corp Inc in Houston, TX, holding a Series 63 designation with 27 years of industry experience. She has been with Managed Financial Services, Inc. since 1999. Managed Financial Services Corporation, Inc. provides discretionary and non-discretionary portfolio management to individuals, employer-sponsored retirement plans, and institutional clients. The firm focuses on mutual funds and annuity products, using a formal, committee-driven manager selection and monitoring process tailored to client objectives and risk tolerance.
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