Newport Beach, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mariner Wealth Advisors-IC, LLC primarily serves as a referral and introduction vehicle, directing prospective clients — including individuals, pension and profit-sharing plans, corporations, and businesses — to Mariner and other affiliated SEC-registered advisers and service providers. The firm does not provide personalized investment advice, does not manage client assets, had no assets under management as of December 31, 2025, and does not charge an investment advisory fee itself.
The firm operates within a complex Mariner ownership and affiliate structure and facilitates client introductions to a range of related firms; its investment adviser representatives may also be licensed insurance agents and receive compensation for referrals or insurance sales, which the brochure identifies as a potential conflict of interest. Mariner-IC has a Code of Ethics and personal trading policies that require reporting and pre-approval for certain transactions and restrict access persons from trading ahead of client activity.
What is distinctive about Mariner-IC relative to many peers is the breadth of affiliated service providers available for referral — including a trust company (Mariner Trust Company, LLC), broker-dealers (MSEC and W G Securities), an investment banking affiliate (Woodbridge), insurance agencies, specialty tax services, and minority interests in other advisers — creating an unusually wide internal referral network. The firm’s role as a non-fee-charging referrer with no direct AUM, combined with its wide array of affiliated financial-service entities, differentiates its business model from typical investment-manager firms that directly manage assets and charge percentage-of-AUM fees.
Based on Mariner Wealth
Location
5000 Birch Street, Suite 8500
Newport Beach CA 92660
Advisors at this office
4
Advisors at this office
Trevor F
Newport Beach, CA
Mariner Wealth
Trevor Friedman is a financial advisor with Mariner Wealth Advisors-IC and holds ten years of experience at Harvey & Company. He began his tenure with Mariner Wealth Advisors-IC in 2026. Mariner Wealth Advisors-IC primarily functions as a referral and introduction platform, connecting prospective clients to Mariner and other affiliated SEC-registered advisers and service providers. The firm does not manage client assets or provide personalized investment advice, distinguishing itself through a broad internal network of affiliated financial-service entities.
Collin S
Newport Beach, CA
Mariner Wealth
Collin Sullivan is an advisor at Mariner Wealth with no prior industry experience but has worked with Harvey & Company, LLC since 2009. He has been with Mariner Wealth Advisors-IC since 2026. Mariner Wealth Advisors-IC primarily serves as a referral and introduction vehicle, directing prospective clients to Mariner and other affiliated SEC-registered advisers and service providers. The firm does not manage client assets or charge investment advisory fees and is notable for its extensive internal referral network spanning multiple affiliated financial-service entities.
Austin C
Newport Beach, CA
Mariner Wealth
Austin Connolly is a financial advisor with Mariner Wealth Advisors-IC, LLC, based in Newport Beach, CA. He joined Mariner Wealth in 2026 and has prior experience with Harvey & Company, LLC starting in 2017. He completed his studies at the University of Redlands in 2017. Mariner Wealth Advisors-IC, LLC primarily facilitates referrals and introductions to Mariner and other affiliated SEC-registered advisers and service providers. The firm does not manage client assets or provide personalized investment advice but offers access to a broad network of affiliated financial service providers.
Eric M
Newport Beach, CA
Mariner Wealth
Eric Moya is an advisor with Mariner Wealth Advisors-IC. He has been with Harvey & Company LLC since 2014 and joined Mariner Wealth Advisors-IC in 2026. He is based in Newport Beach, CA, and has no prior industry experience outside these firms. Mariner Wealth Advisors-IC primarily serves as a referral and introduction vehicle, directing prospective clients to Mariner and other affiliated SEC-registered advisers and service providers. The firm does not provide personalized investment advice or manage client assets, operating instead within a broad network of affiliated financial-service entities.
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