MarketStrats, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$51,649,653
Clients
71
Advisors
1
of 1 employees
About
MarketStrats serves individuals, high-net-worth clients, and corporations, offering discretionary investment management alongside ongoing and project-based financial planning. The firm also provides business-focused services such as business consulting, employee benefits advice, and options for negotiated fixed monthly or quarterly arrangements for corporate or business-owner engagements.
The firm documents client objectives in an Investment Policy Statement and generally manages accounts on a discretionary basis, using quantitative and technical analysis and model allocations tailored to client restrictions and risk tolerance. Investment decisions are made by the firm’s principal; artificial intelligence tools are used to support research and drafting but are explicitly limited to inputs that are independently verified, and margin or short-selling strategies are available only when requested and understood by the client.
What is distinctive about MarketStrats relative to many independent peers is its explicit servicing of corporate/business clients and the availability of bespoke fee arrangements for those organizations, an uncommon client mix among firms of this type. The brochure also discloses formal policies around AI use (including recording and transcribing client meetings with consent), a succession agreement with a named successor firm to ensure continuity, and that the firm manages client assets directly (it does not delegate to third‑party sub‑advisers).
Client services
Expertise
Fee options
Project-Based Financial Planning fixed fees from $1,000 to $6,000; legacy ongoing financial plan fixed fees may apply for some clients; corporate clients may have fixed monthly or quarterly fees negotiated individually
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
Hourly project-based financial planning at $250 per hour, negotiable
Fee-only: Project-Based Financial Planning Fixed Fees range from $1,000 to $6,000; Hourly fees $250/hour
Main office
Cape Coral FL
Advisors at this office
1
Most active in
Florida · Michigan · Texas
Also doing business as
Marketstrats · Marketstrats, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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