Mauney-Pitt Financial Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$411,000,000
Clients
700
Advisors
3
of 6 employees
About
Mauney‑Pitt offers discretionary wealth management, comprehensive financial planning, and 3(38) retirement plan advisory services for individuals, trusts, estates and businesses, implementing portfolios using low‑cost mutual funds and ETFs and, where appropriate, individual securities. The brochure highlights that the firm acts as a fiduciary for ERISA accounts and provides written investment policy, benchmarking, participant education and ongoing oversight for plan sponsors.
The firm describes a primarily long‑term investment approach that combines fundamental and technical analysis to build diversified portfolios, with flexibility to rebalance, hold legacy positions for tax or fit reasons, or use shorter‑term trades as market conditions warrant. Mauney‑Pitt may engage unaffiliated independent managers for portions of client assets and conducts ongoing due diligence and oversight of those managers.
Distinctive aspects in the brochure include a substantial asset base—$418 million—managed by a three‑advisor team serving roughly 700 clients and an institutional platform relationship that supplies research and operational support. The disclosure also notes that certain advisory personnel are licensed insurance professionals who may earn separate commissions on insurance sales, so the firm combines fee‑based investment management, retirement plan fiduciary work, and some commission‑based insurance activity.
Client services
Expertise
Fee options
$0+: Up to 1.50% annually (wealth management fees are negotiable based on factors such as services provided, asset level, and relationship complexity) $0+: Up to 0.50% annually (retirement plan advisory services, fees may be negotiable depending on size and complexity)
Fee-only: Investment advisory fees charged as a percentage of assets under management; no commissions from securities transactions
Main office
310 2 East Graham Street
Shelby NC 28150
Advisors at this office
3
Most active in
Florida · North Carolina · Oklahoma · South Carolina · Tennessee
Also doing business as
Mauney Pitt Financial Management LLC · Mauney Pitt Financial Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jackson W
Series 65
Shelby, NC
Mauney-Pitt Financial Management, Inc.
Jackson Wilson is a financial advisor at Mauney-Pitt Financial Management, Inc. with a Series 65 designation and one year of industry experience. Prior to joining the firm, he worked at Jenkins Foods and attended The University of Tennessee, Knoxville. Mauney-Pitt Financial Management provides discretionary wealth management, comprehensive financial planning, and 3(38) retirement plan advisory services for individuals, trusts, estates, and businesses. The firm employs a primarily long-term investment approach, utilizing low-cost mutual funds and ETFs, and offers fiduciary services with ongoing oversight for plan sponsors.
Robert P
Series 63
Shelby, NC
Mauney-Pitt Financial Management, Inc.
Robert Pitt Jr. is a financial advisor with Mauney-Pitt Financial Management, Inc., holding a Series 63 credential and over 42 years of industry experience. He worked at Raymond James Financial Services from 1990 to 2026 before joining his current firm. He serves as trustee of his parents’ trust, managing its investments. Mauney-Pitt Financial Management provides discretionary wealth management, financial planning, and retirement plan advisory services to individuals, trusts, estates, and businesses. The firm employs a primarily long-term investment approach using low-cost mutual funds, ETFs, and individual securities, with a team that manages approximately $418 million in assets.
Patrick M
Series 63, Series 65
Shelby, NC
Mauney-Pitt Financial Management, Inc.
Patrick Mauney is a financial advisor at Mauney-Pitt Financial Management, Inc. with 34 years of industry experience. He held roles at Raymond James Financial Services from 2002 until 2026 before joining Mauney-Pitt Financial Management, where he is a partner. Mauney holds Series 63 and Series 65 designations. He also owns a commercial property with multiple tenants. Mauney-Pitt Financial Management provides discretionary wealth management, comprehensive financial planning, and retirement plan advisory services to individuals, trusts, estates, and businesses. The firm employs a primarily long-term investment approach using low-cost mutual funds, ETFs, and individual securities, acting as a fiduciary for ERISA accounts and offering ongoing oversight and participant education.
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