Mauney-Pitt Financial Management, Inc.

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Client assets under management

Clients

Advisors

of 6 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

—

About

Mauney‑Pitt Financial Management, Inc. provides discretionary investment management, wealth management and financial planning services for retirement plans, plan sponsors and select individual and institutional clients. The firm also offers ERISA retirement plan advisory work, including serving in a 3(38) fiduciary capacity to assist plan sponsors with investment policy, benchmarking, vendor analysis and participant education tracking.

Investment portfolios are generally constructed with low‑cost, diversified mutual funds and ETFs but may include individual stocks, bonds, margin and cash positions as appropriate, and the firm describes a primarily long‑term orientation supported by both fundamental and technical analysis. Mauney‑Pitt may implement all or part of a client’s program through unaffiliated independent managers and conducts initial and ongoing due diligence and oversight of those managers.

What distinguishes Mauney‑Pitt from many peers is its emphasis on pension consulting and formal retirement plan fiduciary services alongside the selection and supervision of other advisers — activities the firm’s disclosures identify as less common among similar investment managers. The advisor is a small, newly registered SEC‑registered firm that also participates in an institutional platform relationship for custody and research support, and several advisory personnel are licensed insurance professionals who may receive separate commissions for insurance sales.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management

Fee options

Percentage

Wealth management fees range up to 1.50% annually (paid quarterly in advance); Retirement plan advisory fees up to 0.50% annually (paid quarterly in arrears). Fees may be negotiable.

Commissions

Certain advisory persons licensed insurance professionals may earn commissions from insurance sales, separate from advisory fees.

Other

Account minimum: Mauney-Pitt generally does not impose a minimum relationship size. Fee-only: Fee-based advisory firm compensated solely by clients; no commissions from product sponsors or third parties.

Main office location

Mauney-Pitt Financial Management, Inc.

310 2 East Graham Street

Shelby NC 28150, United States

Number of offices

Most active in

Florida · North Carolina · Oklahoma · South Carolina · Tennessee

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website (704) 481-0101

Advisors at this firm

Robert P

Series 63

Shelby, NC

Mauney-Pitt Financial Management, Inc.

Robert Pitt Jr. is a financial advisor with Raymond James Financial, holding a Series 63 designation and 42 years of industry experience. He has been with Raymond James Financial Services, Inc. since 1990 and worked at Antrim from 2006 to 2022. Outside of his advisory role, he serves as trustee for his parents' trust, managing its investments. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and institutional entities. The firm emphasizes non-discretionary financial planning and investment consulting, utilizing firm research and asset-allocation analysis to develop tailored recommendations.

Wealth management

Patrick M

Series 63, Series 65

Shelby, NC

Mauney-Pitt Financial Management, Inc.

Patrick Mauney is a financial advisor with Raymond James Financial in Shelby, NC, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has been with Raymond James Financial since 2002 and is also a partner at Mauney Pitt Financial Management, which he co-owns. Additionally, Mauney owns a commercial property management business with multiple tenants. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and institutions. The firm emphasizes non-discretionary financial planning and investment consulting, using risk profiles and asset-allocation analysis to tailor recommendations while maintaining client decision authority.

Wealth management

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