Mayflower Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mayflower Capital is a New York state‑registered independent investment adviser that provides portfolio management and financial planning for individuals and families, as well as for estates, trusts, charitable organizations and certain business entities. The firm operates as a single‑advisor practice and also offers life insurance, variable annuities and long‑term care insurance products as part of its planning services.
The firm’s process begins with an evaluation of a client’s risk tolerance, time horizon, cash flow needs and tax considerations, leading to an investment policy statement and either discretionary or non‑discretionary management. Research and trading are executed using the Charles Schwab platform and Morningstar, with an emphasis on diversification, asset allocation and limited turnover, and portfolios are reviewed at least quarterly by the firm’s principal.
What distinguishes the firm from many peers is the principal’s activity in insurance — including arrangements with Genworth, Brighthouse (MetLife) and John Hancock and a state insurance producer license — which allows the adviser to recommend and assist in procuring insurance products alongside investment advice. The firm also offers educational seminars and speaking engagements as part of its service mix and currently provides ongoing portfolio commentary verbally rather than routinely issuing written reports.
Client services
Expertise
Fee options
Financial planning fixed fee typically $1,000 to $3,000; speaking engagements $100 to $300
Up to 1.00% annually, paid quarterly in advance
Financial planning hourly rate $85 to $100 per hour
Fee-only: Financial planning: fixed fee typically $1,000 to $3,000; hourly fee $85 to $100 per hour; speaking engagements $100 to $300
Main office
Cortland NY
Advisors at this office
1
Most active in
New York
Also doing business as
Mayflower Capital · Mayflower Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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