M
Mayflower Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,348,227
Clients
32
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
HighAverage account size
$448,382
About
Mayflower Capital is a New York state‑registered independent investment adviser that provides portfolio management and financial planning for individuals and families, as well as for estates, trusts, charitable organizations and certain business entities. The firm operates as a single‑advisor practice and also offers life insurance, variable annuities and long‑term care insurance products as part of its planning services.
The firm’s process begins with an evaluation of a client’s risk tolerance, time horizon, cash flow needs and tax considerations, leading to an investment policy statement and either discretionary or non‑discretionary management. Research and trading are executed using the Charles Schwab platform and Morningstar, with an emphasis on diversification, asset allocation and limited turnover, and portfolios are reviewed at least quarterly by the firm’s principal.
What distinguishes the firm from many peers is the principal’s activity in insurance — including arrangements with Genworth, Brighthouse (MetLife) and John Hancock and a state insurance producer license — which allows the adviser to recommend and assist in procuring insurance products alongside investment advice. The firm also offers educational seminars and speaking engagements as part of its service mix and currently provides ongoing portfolio commentary verbally rather than routinely issuing written reports.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Life insurance needs analysis
Long-term care insurance
College savings (529s, UTMA, etc.)
Debt management
Fee options
Financial planning fixed fee typically $1,000 to $3,000; speaking engagements $100 to $300
Up to 1.00% annually, paid quarterly in advance
Financial planning hourly rate $85 to $100 per hour
Fee-only: Financial planning: fixed fee typically $1,000 to $3,000; hourly fee $85 to $100 per hour; speaking engagements $100 to $300
Main office location
Mayflower Capital
Cortland NY, United States
Number of offices
1
Most active in
Mayflower Capital has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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