Mazuelos & Company Wealth Management

Mazuelos & Company Wealth Management advises individuals, high-net-worth clients, trusts, and small businesses, and it specifically accepts corporate or business clients in addition to individual investors. The firm primarily provides discretionary portfolio management and incorporates financial planning as part of its services at no additional charge.

The firm’s investment process relies on model portfolios constructed using third‑party financial planning software and a fundamental analysis approach, with a general emphasis on long‑term holdings. Clients grant discretionary authority under the management agreement and may hold assets outside the models, though restrictions on specific model holdings are not permitted.

Notable distinctions in the brochure include the firm’s acceptance of small business/corporate clients—a relatively uncommon practice for independent, solo‑advisor firms—and its modest scale (about $39.6 million in discretionary AUM across 39 clients). Operational features called out in the disclosure include an institutional custodial relationship with Charles Schwab & Co., negotiated custodial benefits tied to a $10 million asset commitment, a stated policy not to aggregate block trades, and the firm’s use of AI tools for meeting recording/transcription (with an opt‑out option).