A complete list of active advisors currently associated with McCauley Investment Advisory, LLC
Warmer can help you find a great advisor at McCauley Investment Advisory, LLC or one who fits your needs even better.
McCauley Investment Advisory provides discretionary portfolio management and financial planning primarily to individual clients (including high‑net‑worth individuals) and to pension and profit‑sharing plans, overseeing roughly $16.3 million in client assets across its relationships. The firm also offers retirement‑plan advisory services and can serve as a limited‑scope ERISA 3(21) fiduciary for plan sponsors, assisting with investment policy statements, monitoring, and participant education. Investment programs are tailored to client objectives and risk tolerance and are implemented on a discretionary basis; the firm may hire sub‑advisors or recommend third‑party managers to manage all or part of client accounts and monitors those relationships on an ongoing basis. Compensation is primarily asset‑based for investment management with negotiable fixed fees for standalone financial planning, and the firm discloses that it receives an ongoing portion of advisory fees when clients are placed with third‑party managers and acts as the client liaison for those managers. Noteworthy for a firm in this category, a principal maintains an affiliated insurance business and spends a small portion of time offering insurance products in a separate capacity, which may result in commission compensation — the brochure discloses this as a potential conflict of interest and describes disclosure and procedural mitigations. The firm also notes that it does not vote client proxies, relies on custodians for client statements, and documents specific exclusions for ERISA plan assets, practices and relationships clients should review when evaluating potential conflicts.
To learn more about the advisors currently working at McCauley Investment Advisory, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Show Low, AZ
| 4
| |
Show Low, AZ
| 24
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)