A complete list of active advisors currently associated with Midwest Financial Management, LLC

Warmer can help you find a great advisor at Midwest Financial Management, LLC or one who fits your needs even better.

Midwest Financial Management provides ongoing portfolio management and one‑time financial planning to individuals, high‑net‑worth individuals, and certain state or municipal entities. The firm documents client objectives with an Investment Policy Statement and, although it may request discretionary authority, its December 2024 filing shows $0 in discretionary assets and $2,680,530 in non‑discretionary assets, so the majority of assets are managed non‑discretionarily. The adviser combines fundamental, technical, charting and cyclical analysis and employs both long‑ and short‑term trading strategies, including the use of margin transactions. Portfolios are monitored against each client’s IPS and the firm describes a policy to seek fair and equitable allocation of investment opportunities among clients. Noteworthy aspects compared with many peers include a principal who is a licensed insurance agent and may offer commissionable insurance products (a disclosed potential conflict of interest), and the firm’s explicit use of borrowing/leverage in client accounts and discussion of ETF strategies that involve derivatives. The brochure also states that clients are required to use Interactive Brokers as custodian and to execute trades through that broker‑dealer, a practice not universal among independent solo advisers.

To learn more about the advisors currently working at Midwest Financial Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.