Mike Wolters & Associates, Ltd.

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Client assets under management

$19,013,226

Clients

1% high-net-worth

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Low

Average account size

$256,935

About

The firm provides discretionary asset management exclusively to individuals (including high net worth clients), charitable organizations, and retirement plan participants. It manages roughly $19 million across about 74 client accounts through a single, fee‑based advisory service and a small team of two advisors.

The firm conducts portfolio management on the Schwab Advisor Services platform, primarily using ETFs and—under its Aggressive strategy—selected individual common stocks. Investment decisions combine fundamental and technical analysis with attention to macro and political factors (including a four‑year election cycle and interest‑rate considerations), daily monitoring, and tax‑aware trading practices in taxable accounts.

Noteworthy operational features include daily, firm‑level reviews of client positions by its two advisors and the use of standing letters of authorization (SLOAs) that result in the firm’s indirect custody of certain client accounts. The firm limits itself to ETF and stock trading (no mutual funds), does not accept performance‑based fees, and reports no other financial industry affiliations or proxy‑voting activity.

Client services

Portfolio management

Expertise

Active portfolio management Passive / index investing Tax-loss harvesting

Fee options

Percentage

$1 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.83% annually $1,000,001 - $1,500,000: 1.66% annually $1,500,001 - $2,000,000: 1.49% annually $2,000,001+: 1.32% annually

Other

Account minimum: $50,000.00 Fee-only: Fees based on asset value, charged quarterly, non-negotiable

Main office location

Mike Wolters & Associates, Ltd.

Kansas City MO, United States

Number of offices

Most active in

Kansas · Missouri · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

816-741-1957

Advisors at this firm

Jane D

Series 65

Kansas City, MO

Mike Wolters & Associates, Ltd.

Jane Dansby is a financial advisor at Mike Wolters & Associates, Ltd. in Kansas City, MO, holding a Series 65 designation with 17 years of industry experience. She has been with Mike Wolters & Associates since 2000. Mike Wolters & Associates provides discretionary asset management to individuals, charitable organizations, and retirement-plan participants, managing approximately $21 million across about 84 client accounts. The firm offers three management strategies focused primarily on ETFs and selected individual stocks, combining fundamental and technical analysis with tax-aware trading.

Active portfolio management Passive / index investing Tax-loss harvesting

Michael W

Series 65

Parkville, MO

Mike Wolters & Associates, Ltd.

Michael Wolters is a Series 65-licensed advisor with 32 years of experience, operating at Mike Wolters & Associates, Ltd. in Parkville, MO since 1994. The firm consists of two advisors and focuses exclusively on discretionary asset management. Mike Wolters & Associates, Ltd. manages approximately $21 million across 84 client accounts, serving individuals, charitable organizations, and retirement-plan participants. The firm offers three investment strategies—Moderately Conservative, Moderately Aggressive, and Aggressive—primarily utilizing ETFs and select individual stocks, with investment decisions based on fundamental and technical analysis, including political and interest-rate considerations.

Active portfolio management Passive / index investing Tax-loss harvesting

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