Kansas City, MO Office
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Mike Wolters & Associates, Ltd.
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About
The firm provides discretionary asset management exclusively to individuals (including high net worth clients), charitable organizations, and retirement plan participants. It manages roughly $19 million across about 74 client accounts through a single, fee‑based advisory service and a small team of two advisors.
The firm conducts portfolio management on the Schwab Advisor Services platform, primarily using ETFs and—under its Aggressive strategy—selected individual common stocks. Investment decisions combine fundamental and technical analysis with attention to macro and political factors (including a four‑year election cycle and interest‑rate considerations), daily monitoring, and tax‑aware trading practices in taxable accounts.
Noteworthy operational features include daily, firm‑level reviews of client positions by its two advisors and the use of standing letters of authorization (SLOAs) that result in the firm’s indirect custody of certain client accounts. The firm limits itself to ETF and stock trading (no mutual funds), does not accept performance‑based fees, and reports no other financial industry affiliations or proxy‑voting activity.
Based on Mike Wolters & Associates, Ltd.
Expertise
Based on Mike Wolters & Associates, Ltd.
Location
Kansas City MO
Advisors at this office
1
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