Mindset Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$287,999,287
Clients
274
Advisors
4
of 4 employees
About
Mindset Wealth Management, LLC is an SEC‑registered investment adviser that, as of December 31, 2025, managed approximately $445,495,566 in discretionary assets for roughly 275 clients. The firm provides discretionary investment management and financial planning to a mix of individuals (including high‑net‑worth clients), trusts, retirement plans, and institutional or business clients.
The firm combines fundamental, cyclical, technical and charting analysis with both passive and active management, applying diversification, Modern Portfolio Theory, tactical asset allocation, and cash as a strategic asset to align portfolios with individualized Client Profiles. Portfolios are monitored continuously and may include option strategies (such as covered calls and cash‑ or margin‑secured puts) and, for clients who request it, margin‑based leverage as part of customized strategies.
Noteworthy for a firm of its size, Mindset explicitly uses borrowing/margin and derivatives in client accounts — including leveraging and options strategies described in the brochure — practices that are statistically uncommon among peers when implemented in separately managed accounts. The firm manages accounts directly (it does not use independent sub‑advisers), was formed in 2024, and discloses related‑party relationships and a platform arrangement that provide operational support and are addressed through internal policies.
Client services
Expertise
Fee options
Fixed fee may be charged as part of advisory services
Up to 1.5% annually
Account minimum: $100,000 (may be waived at the Firm's discretion) Minimum fee: May include a minimum annual fee as stipulated in the client agreement Fee-only: Fees are based on assets under management; no commissions charged
Main office
8275 Allison Pointe Trail, Suite 230
Indianapolis IN 46250
Advisors at this office
4
Most active in
Colorado · Illinois · Indiana · Louisiana · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
James H
Series 63, Series 66
Indianapolis, IN
Mindset Wealth Management, LLC
James Humphries is a financial advisor at Mindset Wealth Management, LLC in Indianapolis, IN, with 10 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Salzinger Sheaff Brock, LLC and Innovative Portfolios. Mindset Wealth Management is a team of four advisors managing approximately $323 million for individuals, high-net-worth clients, trusts, estates, and institutional investors. The firm uses a combination of fundamental, technical, and charting analysis alongside Modern Portfolio Theory and tactical asset allocation, implementing options and margin strategies directly within discretionary accounts.
Mark V
Series 63, Series 66
Indianapolis, IN
Mindset Wealth Management, LLC
Mark Vandygriff is a financial advisor at Mindset Wealth Management, LLC in Indianapolis, IN, holding Series 63 and Series 66 licenses with 11 years of industry experience. He previously worked for Sheaff Brock Investment Advisors, LLC for 10 years before joining Mindset Wealth Management and its affiliate Mindset Asset Management. Mindset Wealth Management is an SEC-registered, discretionary investment adviser serving individuals, high-net-worth clients, trusts, estates, qualified purchasers, institutional investors, and retirement plan participants. The firm combines fundamental, technical, and charting analysis with Modern Portfolio Theory and tactical asset allocation, implementing active and passive strategies including in-house options and margin techniques tailored to client risk tolerance and objectives.
Seth H
Series 63, Series 66
Indianapolis, IN
Mindset Wealth Management, LLC
Seth Hickle is a financial advisor at Mindset Wealth Management, LLC in Indianapolis, IN, with 15 years of industry experience. He holds Series 63 and Series 66 designations and has worked previously at Innovative Portfolios, LLC, Sheaff Brock Investment Advisors, LLC, optionsXpress, Inc., and Charles Schwab. Mindset Wealth Management, LLC is a team of four advisors managing approximately $323 million for about 208 clients. The firm provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, qualified purchasers, institutional investors, and retirement plan participants, using a combination of fundamental, technical, and charting analysis alongside Modern Portfolio Theory and tactical asset allocation.
Peter B
Series 63, Series 66
Indianapolis, IN
Mindset Wealth Management, LLC
Peter Bjelopetrovich is an advisor at Mindset Wealth Management, LLC in Indianapolis, IN, holding Series 63 and Series 66 licenses with 14 years of industry experience. His prior roles include positions at Sheaff Brock Investment Advisors, JP Morgan, and Charles Schwab. Mindset Wealth Management, LLC manages discretionary investment portfolios and financial planning for individuals, trusts, retirement plans, and institutional clients. The firm uses a combination of fundamental, cyclical, technical, and charting analysis alongside both passive and active management strategies, including options and margin-based leverage, to tailor portfolios to individual client profiles.
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