A complete list of active advisors currently associated with Modesto Capital
Warmer can help you find a great advisor at Modesto Capital or one who fits your needs even better.
The firm serves individual investors, high-net-worth individuals, and businesses, providing discretionary asset management, comprehensive and ongoing financial planning, and retirement-plan advisory services. It also acts in ERISA plan roles, offering both limited-scope 3(21) fiduciary advice and full discretionary 3(38) investment manager responsibilities for qualified retirement plans. Investment programs are tailored to each client’s goals, time horizon, and risk tolerance and emphasize strategic asset allocation and mutual fund/ETF analysis, with discretionary authority to implement trades and periodic rebalancing. Accounts are reviewed at least quarterly, with monitoring for allocation drift, tax-loss harvesting opportunities, and plan-level reporting for ERISA clients. Compared with peers of similar scale, the firm’s combination of public seminars and workshops with formal pension consulting is an uncommon service mix for a small independent adviser. The brochure also discloses limited custody through standing letters of authorization and a compact client base—approximately 12 client households and about $4,158,742 in discretionary assets—reflecting a concentrated operational model that integrates participant education and plan oversight alongside individual portfolio management.
To learn more about the advisors currently working at Modesto Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Elkins Park, PA
| 2
|
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