A complete list of active advisors currently associated with Moffatt Financial Strategies

Warmer can help you find a great advisor at Moffatt Financial Strategies or one who fits your needs even better.

Moffatt Financial Strategies provides investment advisory and financial planning services to individuals (including high-net-worth clients) and pension or profit-sharing plans, offering portfolio management, retirement and pension consulting, and written financial plans. The firm creates an Investment Policy Statement for each client and implements ongoing advisory services on a discretionary or non-discretionary basis. The firm’s investment process emphasizes fundamental analysis and documents client risk tolerance, using a mix of long‑term and active strategies (including options, margin, and short sales where appropriate) and regular portfolio monitoring. Moffatt Financial Strategies also uses third‑party managers and model solutions, and documents allocation and trading procedures to seek fair and equitable treatment across client accounts. What is distinctive about the firm is its industry affiliations: the principal(s) maintain licensure and operating roles outside the advisory firm, including acting as insurance agents and having relationships with other registered investment advisers, which the firm discloses and manages as potential conflicts of interest. The firm also outsources certain operational functions (including billing to an OCIO) and provides services such as pension consulting and business exit/succession planning alongside its advisory offerings, features that are less common among similarly sized supported firms.

To learn more about the advisors currently working at Moffatt Financial Strategies, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.