Mok Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mok Capital Management provides investment advisory and financial planning services to individuals, living trusts, charities and foundations, pension and profit-sharing plans, and business entities. The firm typically manages portfolios of individual stocks, bonds and exchange-traded funds and charges fees based on a percentage of assets, with quarterly reviews and at least annual meetings.
The firm uses a value-oriented investment approach that combines fundamental analysis of companies and industries with technical analysis for timing and risk management, and it may hold cash while awaiting opportune trades. Portfolios are managed on a discretionary or non-discretionary basis, may include limited options strategies (primarily covered calls and cash‑covered puts), and are rebalanced periodically to align with client objectives.
A notable distinction is that the firm’s principals are also registered representatives of a broker‑dealer and licensed insurance agents, and may implement commissionable securities and insurance transactions (including variable annuities) for clients—arrangements the brochure calls out as disclosed conflicts of interest. The firm also reports that it generally does not purchase mutual funds for managed accounts and will sometimes charge separate hourly or flat fees for standalone financial planning, practices that differ from many peers.
Client services
Expertise
Fee options
$0 - $99,999: 1.25% $100,000 - $499,999: 1.20% $500,000 - $999,999: 1.10% $1,000,000 - $4,999,999: 1.00% $5,000,000+: Negotiable
Commissions may be received from sales of insurance products and variable annuities, separate from advisory fees
$250/hour for financial planning or consulting services if not managing portfolio
Account minimum: $250,000 (typical, but no strict minimum; fees and minimums negotiable) Fee-only: Financial planning services charged hourly if not retained for portfolio management; hourly rate $250/hour for special planning or consulting services outside normal scope
Main office
4962 El Camino Real, Ste. 235
Los Altos CA 94022-1456
Advisors at this office
3
Most active in
California · Nevada · Oregon
Also doing business as
Mok Capital Management · Mok Stanley Quion
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Evan H
CFP®, CFA®, Series 63, Series 65
Los Altos, CA
Mok Capital Management
Evan Hirano is a CFP® and CFA® with 10 years of experience in the financial industry. He has worked at Mok Capital Management since 2015 and at Purshe Kaplan Sterling Investments since 2017. Mok Capital Management provides investment advisory and financial planning services to individuals, living trusts, charities, foundations, pension and profit-sharing plans, and business entities. The firm employs a value-oriented investment approach combining fundamental and technical analysis, managing portfolios that may include individual stocks, bonds, ETFs, and limited options strategies.
Christopher M
Series 65
Los Altos, CA
Mok Capital Management
Christopher Mok is a Series 65-licensed advisor at Mok Capital Management in Los Altos, CA, with nine years of industry experience. He has worked at Mok Capital Management since 2009 and spent one year at Gus's Community Market from 2016 to 2017. Mok Capital Management provides investment advisory and financial planning services to individuals, trusts, charities, pension and profit-sharing plans, and business entities. The firm employs a value-oriented investment approach combining fundamental and technical analysis and manages portfolios that may include individual stocks, bonds, ETFs, and limited options strategies.
Stanley M
Series 63, Series 65
Los Altos, CA
Mok Capital Management
Stanley Mok is a financial advisor with Mok Capital Management in Los Altos, CA, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has worked at Purshe Kaplan Sterling Investments since 2013 and founded Mok Capital Management in 1997. Outside of his advisory work, Mok serves as a current city council member and former mayor of Los Altos Hills, and he participates in the town’s Parks and Recreation Committee. Mok Capital Management provides financial planning and portfolio management services to individuals, trusts, charities, pension and profit-sharing plans, and business entities. The firm employs a value-based investment approach using fundamental and technical analysis to tailor portfolios, which may include individual stocks, bonds, ETFs, options strategies, and foreign securities.
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