A complete list of active advisors currently associated with Mok Capital Management

Warmer can help you find a great advisor at Mok Capital Management or one who fits your needs even better.

Mok Capital Management provides investment advisory and financial planning services to individuals, living trusts, charities and foundations, pension and profit-sharing plans, and business entities. The firm typically manages portfolios of individual stocks, bonds and exchange-traded funds and charges fees based on a percentage of assets, with quarterly reviews and at least annual meetings. The firm uses a value-oriented investment approach that combines fundamental analysis of companies and industries with technical analysis for timing and risk management, and it may hold cash while awaiting opportune trades. Portfolios are managed on a discretionary or non-discretionary basis, may include limited options strategies (primarily covered calls and cash‑covered puts), and are rebalanced periodically to align with client objectives. A notable distinction is that the firm’s principals are also registered representatives of a broker‑dealer and licensed insurance agents, and may implement commissionable securities and insurance transactions (including variable annuities) for clients—arrangements the brochure calls out as disclosed conflicts of interest. The firm also reports that it generally does not purchase mutual funds for managed accounts and will sometimes charge separate hourly or flat fees for standalone financial planning, practices that differ from many peers.

To learn more about the advisors currently working at Mok Capital Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.