Mokan Wealth Management

MOKAN Wealth Management is an SEC-registered advisory firm that serves individual and high‑net‑worth clients, offering one‑time “Retire Ready Roadmap” financial plans as well as discretionary investment management and ongoing financial planning. The firm reports about $250 million in assets under management and includes ongoing planning at no additional cost to clients who enroll in its asset‑based advisory service.

The firm constructs individualized portfolios that primarily use individual equities supplemented by index mutual funds, ETFs, and U.S. Treasury securities, and applies fundamental, technical, cyclical, and charting analysis in its investment process. Client investment policy statements are used to tailor portfolios (the firm does not rely on a formal risk‑tolerance questionnaire) and trading is executed through an institutional relationship with Altruist, which the firm recommends and may require for AUM services.

Noteworthy operational features for a small, two‑advisor SEC registrant include disclosures that the firm uses client testimonials in advertising (an uncommon practice among peers) and that it maintains standing letters of authorization allowing disbursements to third parties, which contributes to the firm’s custody profile alongside direct fee debiting. The brochure also discloses a prior consent order with a state securities regulator and specifies that the principal owner serves in compliance oversight roles, items that may be relevant when comparing this practice to other supported firms.