San Diego, CA Office

Monex Asset Management serves individuals (including high‑net‑worth clients), as well as corporations, trusts, estates, and charitable organizations, offering discretionary and non‑discretionary portfolio management and investment consulting. The firm reports approximately $650.9 million in assets under management, typically charges percentage‑of‑AUM advisory fees, and its brochure does not describe a standalone financial‑planning service.

The firm uses a mix of charting, fundamental, and technical analysis and implements a range of strategies from long‑term holdings to short‑term trading, option writing, short sales, and occasional margin use, often under discretionary authority. Monex also relies on sub‑advisory and third‑party technology arrangements — including a relationship with Xendia Wealth that employs an algorithmic questionnaire for portfolio recommendations and custodial/execution relationships with Pershing and Interactive Brokers — and offers account consolidation via a Masttro data feed.

Monex is affiliated by common ownership with Monex Securities, an SEC‑registered broker‑dealer, and is licensed as an insurance agency that may recommend insurance products (including Indexed Universal Life policies), disclosures the firm identifies as creating potential conflicts of interest. The brochure also discloses regulatory matters, including an April 2024 SEC cease‑and‑desist order related to the firm’s use of hypothetical performance on its public website, and describes foreign solicitor arrangements and ties to a Mexican parent that reflect cross‑border activity.