Monocacy Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$34,292,388
Clients
66
Advisors
3
across 2 offices
About
Monocacy Wealth Management, LLC works primarily with individual and high-net-worth clients and also provides retirement plan consulting for employers, offering comprehensive portfolio management as well as standalone financial planning and consulting. Services described in the brochure include asset management using individual stocks, bonds, ETFs, mutual funds and options, access to third‑party money managers, and planning work that can cover investment, retirement, estate, tax, charitable and real‑estate analysis.
The firm typically manages client portfolios on a discretionary basis with ongoing monitoring and periodic rebalancing, and it employs a range of analytical methods (fundamental, technical, quantitative and qualitative) and asset allocation strategies (strategic, dynamic, tactical and core‑satellite). Monocacy also maintains a sub‑advisor relationship to provide access to alternative investments and direct‑indexing strategies, and it offers retirement plan services that include IPS development, investment monitoring and participant education.
What differentiates Monocacy from many peers is its affiliated operating structure: the firm is part of a corporate group that includes an insurance services business and an accounting/tax practice, and a firm representative also holds a real‑estate license; these arrangements allow the adviser to coordinate tax, insurance and real‑estate analysis with advisory work but are disclosed as potential conflicts and are provided under separate engagement agreements. The firm is a small team managing approximately $43 million for about 66 clients and discloses custodial and third‑party manager relationships and conflict‑mitigation steps in its Brochure.
Client services
Expertise
Occupation focus
Fee options
Ranges from $1,500 to $10,000
$0 - $500,000: 1.50% $500,000.01 - $1,000,000: 1.25% $1,000,000.01 - $3,000,000: 1.00% $3,000,000.01+: 0.75%
$350 per hour
Main office
See office9099 Ridgefield Drive, Suite 205
Frederick MD 21701
Advisors at this office
2
Offices (2)
Most active in
Florida · Maryland · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Gavin C
Series 65
Cape Coral, FL
Monocacy Wealth Management, LLC
Gavin Collins is a financial advisor with Monocacy Wealth Management, LLC holding a Series 65 credential and no prior industry experience. He currently works as a sales agent and custom home specialist with Miloff Aubuchon Realty Group, providing real estate and custom home consulting. Monocacy Wealth Management serves individual and high-net-worth clients, offering portfolio management, financial planning, and retirement plan consulting. The firm employs diverse investment strategies and analytical methods, integrating tax, insurance, and real estate services through its affiliated businesses.
Timothy M
Series 65
Frederick, MD
Monocacy Wealth Management, LLC
Timothy Miller is a financial advisor at Monocacy Wealth Management, LLC with five years of industry experience. He holds a Series 65 designation and is also a partner in an accounting and consulting firm, Faragalla and Associates. Additionally, Miller is involved in a technology and software company, Entegrated, LLC, where he assists with CRM-based projects. Monocacy Wealth Management primarily serves individual and high-net-worth clients, providing portfolio management and financial planning services that include a range of investment strategies and retirement plan consulting. The firm combines advisory services with affiliated insurance and accounting businesses, allowing integrated tax, insurance, and real estate analysis.
Carter S
CFP®, Series 65
Frederick, MD
Monocacy Wealth Management, LLC
Carter Shaffer is a CFP® professional affiliated with Monocacy Wealth Management, LLC in Frederick, MD, with five years of industry experience. Prior to joining Monocacy Wealth Management, he worked at Faragalla and Associates and Wells Fargo Advisors. In addition to his advisory role, he is a licensed real estate agent involved with Metropol Realty Inc. and co-owns an insurance agency, Monocacy Insurance Group LLC. Monocacy Wealth Management serves individual and high-net-worth clients, providing comprehensive portfolio management, standalone financial planning, and retirement plan consulting. The firm employs diverse analytical methods and asset allocation strategies, and its affiliated structure integrates advisory services with insurance and real estate offerings under separate agreements.
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