Mosaic Wealth Strategies LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial planning and advisory services to individuals (including high-net-worth clients) and small businesses, using both modular and broad-based comprehensive planning frameworks to address cash flow, retirement, education, estate, and business matters. It also offers investment consultation and periodic complimentary educational workshops on topics such as retirement strategies, estate planning, and education funding.
Investment strategy is grounded in Modern Portfolio Theory with a blend of fundamental and technical analysis and a focus on diversified mutual fund-based portfolios and asset-class tilts. The firm does not act as an in-house portfolio manager; instead it recommends and conducts due diligence on external investment managers (including Focus Partners Advisor Solutions and the SA Funds family) and typically relies on those managers’ discretionary trading authority while the firm’s client engagements are non-discretionary.
Noteworthy differences from many peers include the firm’s regular, complimentary educational seminar offerings and the fact that firm principals are licensed insurance agents who may receive commissions on insurance and fixed annuity sales, a conflict the brochure discloses. The advisory business is small (two advisors serving roughly 20 clients), reports no firm-managed assets, and emphasizes a high-contact planning process with multiple meetings and at least annual plan reviews while outsourcing portfolio management.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% annually $1,000,001 - $2,000,000: 0.95% annually $2,000,001 - $3,000,000: 0.70% annually $3,000,001 - $5,000,000: 0.60% annually $5,000,001+: Negotiable
Commissions earned only when associates sell insurance products; not charged by the firm for advisory services
Hourly fees of $250 per hour, billed in 10-minute increments for limited planning engagements
Minimum fee: Fixed planning fees ranging from $2,500 to $15,000 based on complexity and time involved Fee-only: Yes, fee-only advisory services offered; no commissions on securities transactions
Main office
Greenville SC
Advisors at this office
2
Most active in
Georgia · South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Leila S
Series 63, Series 65
Greenville, SC
Mosaic Wealth Strategies LLC
Leila Schaefer is a financial advisor with Mosaic Wealth Strategies LLC in Greenville, SC, holding Series 63 and Series 65 licenses and having 14 years of industry experience. She previously worked at Eagle Strategies (NY Life) and NYLIFE Securities LLC from 2016 to 2018 before joining Mosaic Wealth Strategies in 2016. Outside of advising, she is also appointed as an insurance broker for non-registered insurance products. Mosaic Wealth Strategies provides financial planning and advisory services to individuals, including high-net-worth clients, and small businesses. The firm uses a combination of modular and comprehensive planning approaches and offers educational workshops, focusing on diversified mutual fund portfolios and recommending external managers rather than managing assets in-house.
Leila D
CFP®, Series 63, Series 65
Greenville, SC
Mosaic Wealth Strategies LLC
Leila Dudley is a CFP®-certified financial advisor with 13 years of industry experience, currently serving at Mosaic Wealth Strategies LLC in Greenville, SC. She previously worked at Eagle Strategies, NYLife Securities LLC, and New York Life Insurance Company. Dudley is also appointed with outside carriers to broker non-registered insurance products. Mosaic Wealth Strategies LLC is a state-registered advisory firm serving individual and high-net-worth clients with financial planning, retirement and education planning, investment consultation, and business consulting. The firm employs a blended investment approach using Modern Portfolio Theory alongside fundamental and technical analysis, typically arranging portfolio management through third-party managers rather than managing assets directly.
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