A complete list of active advisors currently associated with Mosaic Wealth Strategies LLC

Warmer can help you find a great advisor at Mosaic Wealth Strategies LLC or one who fits your needs even better.

The firm provides financial planning and advisory services to individuals (including high-net-worth clients) and small businesses, using both modular and broad-based comprehensive planning frameworks to address cash flow, retirement, education, estate, and business matters. It also offers investment consultation and periodic complimentary educational workshops on topics such as retirement strategies, estate planning, and education funding. Investment strategy is grounded in Modern Portfolio Theory with a blend of fundamental and technical analysis and a focus on diversified mutual fund-based portfolios and asset-class tilts. The firm does not act as an in-house portfolio manager; instead it recommends and conducts due diligence on external investment managers (including Focus Partners Advisor Solutions and the SA Funds family) and typically relies on those managers’ discretionary trading authority while the firm’s client engagements are non-discretionary. Noteworthy differences from many peers include the firm’s regular, complimentary educational seminar offerings and the fact that firm principals are licensed insurance agents who may receive commissions on insurance and fixed annuity sales, a conflict the brochure discloses. The advisory business is small (two advisors serving roughly 20 clients), reports no firm-managed assets, and emphasizes a high-contact planning process with multiple meetings and at least annual plan reviews while outsourcing portfolio management.

To learn more about the advisors currently working at Mosaic Wealth Strategies LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.