Honolulu, HI Kapiolani Blvd Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Mutual Of Omaha Investor Services, Inc.
Multi-team
Firm-wide stats for Mutual Of Omaha Investor Services, Inc.
About
Mutual of Omaha Investor Services, Inc. provides advisory services to individuals (including non‑HNW and high‑net‑worth clients), corporations and qualified retirement plans. Its offerings include one‑time and ongoing financial planning, third‑party money manager relationships, MOIS-managed account programs (Fund Strategist Portfolios, SMAs, UMAs, and Advisor‑as‑Portfolio‑Manager), and retirement plan consulting and advisory services.
The firm delivers managed solutions primarily through a platform relationship with Envestnet and uses Pershing as the qualified custodian and introducing broker‑dealer for many managed accounts. Advisors typically recommend and monitor MOIS‑approved model portfolios and act as the client contact and conduit to third‑party managers; clients may grant discretionary authority to the platform, the third‑party manager, or an MOIS advisor depending on the program selected.
A distinctive feature is that MOIS operates alongside broker‑dealer and insurance distribution businesses within the Mutual of Omaha group, and many Investment Advisor Representatives are separately licensed as registered representatives or insurance agents who may implement recommendations in those capacities. The firm discloses platform‑level conflicts tied to product availability and revenue arrangements — for example, it promotes select third‑party managers that share fees, uses sweep options that generate 12b‑1 revenue, and has revenue arrangements with Pershing — which can influence the set of products and providers it recommends.
Expertise
Location
1600 Kapiolani Blvd Ste 1312
Honolulu HI 96814-3805
Advisors at this office
2
Advisors at this office
Warren B
ChFC®, Series 63, Series 65
Honolulu, HI
Mutual Of Omaha Investor Services, Inc.
Warren Baba is a financial advisor with Mutual of Omaha Investor Services, Inc., holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 29 years of industry experience and has been affiliated with Mutual of Omaha and its Investor Services division for over 30 years. He is based in Honolulu, HI, and his business activities include life insurance, health insurance, and annuities. Mutual of Omaha Investor Services, Inc. provides advisory services to individual and corporate clients, including retirement plans, using managed account programs and third-party money manager relationships. The firm operates within the Mutual of Omaha group alongside broker-dealer and insurance businesses, offering a range of financial planning and investment solutions.
Phillip T
Series 63, Series 65
Honolulu, HI
Mutual Of Omaha Investor Services, Inc.
Phillip Tsang is a financial advisor with Mutual of Omaha Investor Services, Inc. in Honolulu, HI. He holds Series 63 and Series 65 credentials and has 14 years of industry experience. He has been with Mutual of Omaha and its Investor Services division since 2011 and 2012, respectively. Tsang is also licensed as an insurance agent for life, health, and annuities products. Mutual of Omaha Investor Services, Inc. provides financial advisory services to individuals, corporations, and qualified retirement plans, offering a range of managed account programs and retirement plan consulting. The firm primarily delivers solutions through partnerships with third-party money managers and platforms such as Envestnet, serving both non-high-net-worth and high-net-worth clients.
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