Scottsdale, AZ Office
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Nations Financial Group, Inc.
Multi-team
Firm-wide stats for Nations Financial Group, Inc.
About
Nations Financial Group, Inc. provides advisory services to a broad client base that includes individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate/business clients. Services described in the brochure include discretionary and non‑discretionary portfolio management, pension consulting and 3(38) 401(k) model portfolios, third‑party manager programs, one‑time financial consulting, and a wrap account option.
The firm maintains a menu of in‑house model portfolios—asset allocation, equity, tactical, income, and a five‑tier 401(k) lineup—managed on varying risk profiles from conservative to aggressive, and IARs may select or recommend third‑party managers as part of a client’s solution. IARs employ a mix of fundamental, technical, quantitative and tactical methods and may implement strategies that include ETFs, mutual funds, individual equities, options (including covered calls), margin, and ETF‑based long/short tactical approaches.
NFGI is dually registered and operates a FINRA‑registered broker/dealer and an insurance general agency, and a majority of its IARs are approved to act as registered representatives—an arrangement that is less common among enterprise advisers and that allows clients to receive advice either on a fee basis or through commission‑based brokerage. The firm’s clearing and custody relationships (including a clearing arrangement with Wells Fargo Clearing Services and access to Schwab custody), use of cash‑sweep and securities‑based loan programs, and related economic benefits to the firm and its IARs are distinctive operational features that can affect execution, lending options, and potential conflicts of interest to consider.
Based on Nations Financial Group, Inc.
Expertise
Based on Nations Financial Group, Inc.
Location
6991 Camelback Rd., Suite C 152
Scottsdale AZ 85251
Advisors at this office
3
Advisors at this office
Joena R
CFP®, Series 63, Series 65
Scottsdale, AZ
Nations Financial Group, Inc.
Joena Russell is a CFP® credentialed financial advisor with 23 years of industry experience. She is currently with Nations Financial Group, Inc. and has previously worked at firms including Twin Peaks Wealth Advisors, LPL Financial LLC, and Jefferson National Financial Corp. Outside of her advisory role, she is involved in managing rental property ownership. Nations Financial Group, Inc. serves a wide range of clients including individuals, pension plans, trusts, and businesses, offering portfolio management, pension consulting, and a variety of investment strategies that incorporate both in-house and third-party managed solutions.
Thomas B
Series 63, Series 65
Scottsdale, AZ
Nations Financial Group, Inc.
Thomas Brennan is a financial advisor with Nations Financial Group, Inc. in Scottsdale, AZ, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. Prior to joining Nations Financial Group in 2020, he spent 11 years with Wells Fargo Advisors Financial Network LLC. Outside of advisory work, he owns and manages office space through GECKO LLC. Nations Financial Group, Inc. provides investment advisory services to a diverse client base including individuals, high-net-worth investors, pension plans, and charitable organizations. The firm offers a range of portfolio management and consulting services, utilizing proprietary model portfolios combined with outside managers to tailor strategies according to client objectives and risk tolerance.
Robert S
CFP®, Series 65, Series 66
Scottsdale, AZ
Nations Financial Group, Inc.
Robert Seamans III is a CFP® professional with 27 years of industry experience, currently serving at Nations Financial Group, Inc. since 2020. He previously worked for Wells Fargo Advisors Financial Network LLC for 11 years. Outside of financial advising, he owns and operates Salt River Solar, Inc., a company involved in alternative energy construction. Nations Financial Group, Inc. provides investment advisory services to a diverse client base, including individuals, high-net-worth investors, pension plans, trusts, and businesses. The firm’s approach combines proprietary model portfolios with the option to select outside managers, tailoring strategies to client objectives and risk tolerance.
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