A complete list of active advisors currently associated with Nbc Securities, Inc.

Warmer can help you find a great advisor at Nbc Securities, Inc. or one who fits your needs even better.

NBC Securities provides investment management, financial planning, and brokerage services as both a registered investment adviser and a FINRA-registered broker-dealer. The firm serves a broad mix of individual and institutional clients — including high-net-worth individuals, ERISA-qualified plans, trusts, endowments, municipalities and private investment funds — and reported approximately $1.78 billion in assets under management with roughly $795 million managed on a discretionary basis and $989 million on a non-discretionary basis. NBCS delivers advisory services through multiple fee-based programs (ProAM, APS, Envestnet and several RBC-sponsored programs) that rely on client profiles to match investors with third-party or affiliated investment managers, model portfolios, and overlay management. Clients may elect discretionary or non-discretionary arrangements, choose rebalancing and tax-overlay options, and the firm integrates brokerage execution and custody services through RBC platforms and related program features. What distinguishes NBCS from many peers is its dual broker-dealer and adviser role and close operational ties to banking and sponsor platforms: the brochure discloses that supervised persons spend substantial time on brokerage activity, NBCS acts as an introducing broker to RBC-sponsored programs, and the firm receives interest-sharing on deposit sweep balances and other payments from product providers (while stating a practice of crediting certain 12b‑1 fees back to client accounts). The firm also operates an in-house NBCS Asset Management division, is under common ownership with Financial Advisory Partners, and discloses a prior SEC settlement relating to mutual fund share-class selection.

To learn more about the advisors currently working at Nbc Securities, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.