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Credentials
Series 66
Experience Industry experience
11 years
Location
Jackson, MO 63755
Lanark Financial, Inc.
Multi-team
Joseph Bauwens is a financial advisor with Lanark Financial, Inc. He holds a Series 66 designation and has 11 years of industry experience. Prior to joining Lanark Financial, he worked at First State Financial Management for eight years and at Thrivent Financial and Thrivent Investment Management Inc. for three years each. Lanark Financial provides investment management, financial planning, and advisory services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts through various platforms and affiliated sub-advisers.
Based on Lanark Financial, Inc.
Based on Lanark Financial, Inc.
Flat fees for financial planning generally do not exceed $10,000 for individual clients, subject to complexity and scope
$0 - $250,000: Standard APS Account Advisory Fee generally ranges from 0.50% to 2.50% annually, specific rates negotiable and outlined in client profile $250,001 - $1,000,000: Standard APS Account Advisory Fee generally ranges from 0.50% to 2.50% annually, specific rates negotiable and outlined in client profile $1,000,001 - $5,000,000: Standard APS Account Advisory Fee generally ranges from 0.50% to 2.50% annually, specific rates negotiable and outlined in client profile $5,000,001+: Standard APS Account Advisory Fee generally ranges from 0.50% to 2.50% annually, specific rates negotiable and outlined in client profile
Lanark and Lanark FA may receive commissions on the recommendation and sale of other financial products such as insurance and variable insurance products
Hourly fees for financial planning and investment advice negotiable; specifics disclosed in client agreement
Performance-based fees may be negotiated for qualified clients under Rule 205-3; specifics per client agreement
Account minimum: $50,000 Minimum fee: Minimum Program Fees may be applied per Account and may vary by IA Program (exact amounts disclosed in Client Profile) Fee-only: Fees for financial planning and investment advice may be negotiated as hourly, fixed fee, or asset-based; flat fees generally do not exceed $10,000 for individual clients
Jackson, MO
320 W. Main
Jackson MO 63755
Advisors at this office
1
Alabama · Missouri · Texas
11 years of industry experience
First State Financial Management
2018 - Present • 8 years
Farmington, MO
Thrivent Financial
2015 - 2018 • 3 years
Appleton, WI
Thrivent Investment Management inc
2015 - 2018 • 3 years
Farmington, MO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Cape Girardeau, MO
Strategic Investment Advisors, Ltd.
John Hillin is a financial advisor at Strategic Investment Advisors, Ltd. in Cape Girardeau, MO, holding a Series 65 designation with 26 years of industry experience. He has been with Strategic Investment Advisors since 1998 and also operates HILLIN AND COMPANY, PC. Strategic Investment Advisors, Ltd. manages approximately $78.5 million in discretionary assets for individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm employs a long-term, asset-allocation investment approach based on Modern Portfolio Theory, utilizing passively managed mutual funds and third-party model portfolios, while providing comprehensive financial planning and employee benefit advisory services.
Series 65
Cape Girardeau, MO
Alspaugh Wealth Management
Kyle Hylla is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO. He holds a Series 65 designation and has one year of industry experience. Prior to joining Alspaugh Wealth Management, he worked at Innovative Insurance Consultants, LLC, First Midwest Bank, Parkside Financial Bank & Trust, Lockton Companies, and MRV Banks. Alspaugh Wealth Management serves individual and high-net-worth clients offering discretionary asset management, financial planning, and retirement-plan services. The firm employs a range of investment methods and collaborates with co-advisors and sub-advisors while maintaining a focus on participant education and technology-supported performance reporting.
Series 65
Cape Girardeau, MO
Alspaugh Wealth Management
Jason Lee is a financial advisor at Alspaugh Wealth Management with six years of industry experience. He holds a Series 65 license and has worked at Alspaugh Wealth Management since 2020. In addition to his advisory role, Lee operates an insurance agency, Innovative Insurance Consultants, based in Cape Girardeau, Missouri. Alspaugh Wealth Management serves individual and high-net-worth clients, offering discretionary asset management, financial planning, and retirement-plan services. The firm uses a variety of investment methods and works with co-advisors and sub-advisors to manage client portfolios, conducting regular account reviews and providing technology-supported performance reporting.
Series 65
Cape Girardeau, MO
Alspaugh Wealth Management
Tracy Pelczynski is a financial advisor at Alspaugh Wealth Management with a Series 65 designation. She has been with the firm since 2023 and previously worked at SoutheastHEALTH for 28 years. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a mix of investment methods and works with co-advisors and sub-advisors to manage portfolios, offering regular account reviews and performance reporting.
Series 66
Cape Girardeau, MO
Alspaugh Wealth Management
Brock Alspaugh is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO, holding a Series 66 designation and 24 years of industry experience. He founded Alspaugh Wealth Management in 2013 and previously worked at Taylor Capital Management Inc. from 2013 to 2018. Outside of advising, he has been involved with Innovative Insurance Consultants, an insurance products sales business, since 2008. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a range of investment methods and delegates portfolio management for some accounts while maintaining oversight and conducts regular account reviews and client reporting.
Series 66, Series 63
Jackson, MO
Stone House Investment Management, LLC
Clay Eubanks is a financial advisor at Stone House Investment Management, LLC with four years of industry experience. He holds Series 66 and Series 63 designations. Prior to joining Stone House, he worked at Thrivent Financial and Procter and Gamble. Stone House Investment Management offers discretionary investment management and modular financial planning to individual clients, trusts, estates, charitable organizations, corporations, and other advisers. The firm employs a range of model and separately managed strategies, utilizes sub-advisers and active trading techniques, and manages accounts primarily on a discretionary basis.
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