Tallahassee, FL Capitol Circle NE Office

Team
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Lanark Financial, Inc. logo

Lanark Financial, Inc.

Multi-team

Firm-wide stats for Lanark Financial, Inc.

Total advisors

68

Across 27 offices

Clients per advisor

52 Typical

Avg AUM per client

$449,819 Low

HNW client ratio

8% Low

About

Lanark Financial provides investment management, financial planning, and related advisory services to individuals (including high-net-worth clients), retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts through ProAM, APS, Envestnet and several RBC-sponsored IA programs.

Lanark evaluates client circumstances through a Client Profile and delivers advice via a mix of discretionary and non-discretionary arrangements, with roughly $795 million managed discretionary and $989 million managed non-discretionary as of December 31, 2025. The firm acts as a program sponsor and uses third‑party and affiliated sub‑advisers, overlay managers, and model portfolios, and it offers optional services such as tax overlay management and personal conviction overlay screens on UMA and model-based accounts.

Distinctive features noted in the brochure include dual registration as a FINRA‑member broker‑dealer and registered investment adviser (SIPC member), the operation of an affiliated investment‑management division (Lanark Asset Management), and an affiliated advisory firm (Financial Advisory Partners). The brochure also discloses prior regulatory settlement activity involving NBC Securities related to mutual fund share‑class disclosure and 12b‑1 fees (disgorgement and prejudgment interest of $393,491.51 plus $32,628.32), and describes brokerage‑side activities and compensation practices (including commissionable insurance and interest‑sharing on cash sweep programs) that can create conflicts of interest distinct from many peer multi‑team advisory firms.

Based on Lanark Financial, Inc.

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance

Based on Lanark Financial, Inc.

Location

3116 Capitol Circle NE, Suite 10

Tallahassee FL 32308

Advisors at this office

4

Advisors at this office

user avatar

Howard E

Series 63, Series 65

Tallahassee, FL

Lanark Financial, Inc.

Howard Eisenman is a financial advisor at Lanark Financial, Inc. with 47 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at NBC Securities, Inc. and Enhanced Financial Services since 2000. Eisenman is also a joint owner of the office building through a jointly formed LLC but has no active business duties in that entity. Lanark Financial provides investment management, financial planning, and related advisory services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts through various platforms, combining discretionary and non-discretionary management approaches.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
user avatar

Bruce H

CFP®, Series 63, Series 66

Tallahassee, FL

Lanark Financial, Inc.

Bruce Hagan is a CFP® with 44 years of experience in the financial industry. He has been associated with RAI Investments and NBC Securities, Inc. for over 26 years. In addition to his advisory work, he teaches an online investment planning course approved by the CFP Board of Standards. Lanark Financial, Inc. provides investment management and financial planning services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients, managing approximately $1.78 billion in client assets across multiple advisor teams. The firm offers a combination of discretionary and non-discretionary advisory arrangements and employs a range of third‑party and affiliated sub‑advisers and overlay managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
user avatar

Lynn H

Series 63, Series 65

Tallahassee, FL

Lanark Financial, Inc.

Lynn Hanfman is a financial advisor at Lanark Financial, Inc. with 31 years of industry experience. She holds Series 63 and Series 65 credentials and has worked with Stultz Financial Group and NBC Securities, Inc. for 25 years. Outside of her advisory role, she operates an online jewelry and accessories sales business called Stunning Style Jewelry. Lanark Financial provides investment management and financial planning services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers a combination of discretionary and non-discretionary advisory arrangements.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
user avatar

Michael L

Series 63

Tallahassee, FL

Lanark Financial, Inc.

Michael Lea is a financial advisor with Lanark Financial, Inc. based in Tallahassee, FL, holding a Series 63 designation and bringing 31 years of industry experience. He has worked at NBC Securities, Inc. for 26 years and concurrently maintains a long-term career with FedEx and service in the U.S. Navy Reserves. Lanark Financial, Inc. provides investment management and advisory services to a range of clients including individuals, retirement plans, and institutional entities, managing approximately $1.78 billion in client assets. The firm employs both discretionary and non-discretionary arrangements and offers program-based accounts through multiple platforms.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
View complete list of advisors at this office
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