Houston, TX Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Neal Financial Group, L.P.
Supported
Firm-wide stats for Neal Financial Group, L.P.
About
Neal Financial Group LP provides financial planning and pension-consulting services to employee benefit plans, trusts, estates, charitable organizations, corporations, insurance companies and similar entities, and also prepares written financial plans and specialty planning for individual clients. The firm emphasizes advisory and consulting engagements rather than discretionary portfolio management, producing written analyses and recommendations for clients and plan fiduciaries.
Its investment analysis relies on techniques such as Modern Portfolio Theory and discounted cash flow models and uses commercial research tools (for example, Morningstar) to support recommendations. Neal Financial Group LP does not take custody or discretionary trading authority over client assets and documentation indicates implementation is typically completed through affiliated broker‑dealers or by the client.
What distinguishes the firm from many peers is its formal pension‑consulting practice and explicit affiliations with other investment advisers and broker‑dealers, with associated persons licensed to sell securities and insurance alongside their advisory roles. The brochure also notes a small, focused advisory team and a fee approach that does not typically rely on percentage‑of‑AUM billing, and discloses that many associated persons spend a substantial portion of their time on securities and insurance sales, which can influence how recommendations are implemented.
Based on Neal Financial Group, L.P.
Expertise
Based on Neal Financial Group, L.P.
Location
1770 St. James Place, Suite 360
Houston TX 77056
Advisors at this office
2
Advisors at this office
James K
ChFC®, Series 63
Houston, TX
Neal Financial Group, L.P.
James Keys Jr. is a financial advisor with LPL Financial, holding the ChFC® and Series 63 designations and bringing 34 years of industry experience. He has been with LPL Financial since 2002 and also operates Neal Financial Group, LP, which provides fixed insurance products. In addition to his advisory roles, Keys is a partner in a family business involved in purchasing and renovating homes for resale. LPL Financial offers advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm provides a variety of investment delivery options supported by an in-house research team and combines large-scale advisory operations with a range of non-advisory financial products.
Marie N
CFP®, Series 63, Series 65
Houston, TX
Neal Financial Group, L.P.
Marie Navarre is a CFP® professional with 27 years of experience in financial advising. She has been with Neal Financial Group, L.P. since 2002 and also maintains an affiliation with LPL Financial, LLC over the same period. Outside of her advisory work, she assists in her spouse’s medical office with secretarial duties. Neal Financial Group, L.P. provides financial planning and pension-consulting services to various entities including employee benefit plans, trusts, and corporations, as well as individual clients. The firm focuses on advisory and consulting engagements supported by formal pension-consulting expertise and employs analytic techniques such as Modern Portfolio Theory and discounted cash flow models.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)