New Line Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$29,633,594
Clients
26
Advisors
3
across 3 offices
About
New Line Capital, LLC provides investment advisory and portfolio management primarily to individuals, their trusts and estates, and charitable organizations, and also advises businesses and pension and profit‑sharing plans, including 401(k) plans. As of December 31, 2025 the firm reported approximately $31.6 million in assets under management for a small client base and operates with three advisory professionals.
The firm manages both discretionary and non‑discretionary accounts and customizes advice to each client’s stated objectives, using a mix of fundamental, technical (charting), and cyclical analysis and implementing long‑ and short‑term positions, options, margin transactions and short sales where appropriate. Account reviews are performed at least monthly (more frequently as warranted), and the firm may use block trading and third‑party research (soft‑dollar) arrangements while permitting clients to impose investment restrictions.
Compared with peers, New Line Capital discloses both a prior SEC enforcement matter related to registration and books‑and‑records (with a civil monetary penalty) and the firm’s retained ability to enter performance‑based fee arrangements for qualifying clients, though it currently does not assess such fees. The firm also notes that an associated adviser maintains insurance licenses in certain states but is not actively selling insurance products.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
$250 per hour plus expenses, with a minimum retainer of six hours per quarter
Currently not charged; may be charged to qualified clients with prior written agreement at 20% of quarterly net appreciation with high water mark provisions
Account minimum: $1,000,000 Minimum fee: Typically $10,000 annually, negotiable Fee-only: Investment advisory fees and hourly consulting fees; no commissions
Main office
See officeSanta Fe NM
Advisors at this office
1
Offices (3)
Most active in
Colorado · Connecticut · New Jersey · New Mexico
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jonathan S
Series 63, Series 65
Sherman, CT
New Line Capital, LLC
Jonathan Stephens is a financial advisor at New Line Capital, LLC with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Stires, O'Donnell and Co., Inc. since 1998. New Line Capital provides investment advisory and portfolio management services primarily to individuals, trusts, estates, and charitable organizations, as well as businesses and pension and profit-sharing plans. The firm offers customized advice based on a combination of fundamental, technical, and cyclical analysis, managing both discretionary and non-discretionary accounts.
Mark B
Series 63, Series 66
Freehold, NJ
New Line Capital, LLC
Mark Boutote Sr. is a financial advisor with New Line Capital, LLC, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has been with New Line Capital since 2015. New Line Capital, LLC provides investment advisory and portfolio management services primarily to individuals, trusts, estates, and charitable organizations, as well as businesses and retirement plans. The firm employs a customized approach using fundamental, technical, and cyclical analysis and manages both discretionary and non-discretionary accounts.
David N
Series 63, Series 65
Santa Fe, NM
New Line Capital, LLC
David Nagler is a financial advisor with New Line Capital, LLC in Santa Fe, NM, holding Series 63 and Series 65 designations and bringing 39 years of industry experience. He has been with New Line Capital since 2006. New Line Capital provides investment advisory and portfolio management services primarily to individuals, trusts and estates, and charitable organizations, as well as to businesses and pension and profit-sharing plans. The firm employs a mix of fundamental, technical, and cyclical analysis to customize client portfolios and manages both discretionary and non-discretionary accounts for a select client base.
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