Sherman, CT Office
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
New Line Capital, LLC
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About
New Line Capital, LLC provides investment advisory and portfolio management primarily to individuals, their trusts and estates, and charitable organizations, and also advises businesses and pension and profit‑sharing plans, including 401(k) plans. As of December 31, 2025 the firm reported approximately $31.6 million in assets under management for a small client base and operates with three advisory professionals.
The firm manages both discretionary and non‑discretionary accounts and customizes advice to each client’s stated objectives, using a mix of fundamental, technical (charting), and cyclical analysis and implementing long‑ and short‑term positions, options, margin transactions and short sales where appropriate. Account reviews are performed at least monthly (more frequently as warranted), and the firm may use block trading and third‑party research (soft‑dollar) arrangements while permitting clients to impose investment restrictions.
Compared with peers, New Line Capital discloses both a prior SEC enforcement matter related to registration and books‑and‑records (with a civil monetary penalty) and the firm’s retained ability to enter performance‑based fee arrangements for qualifying clients, though it currently does not assess such fees. The firm also notes that an associated adviser maintains insurance licenses in certain states but is not actively selling insurance products.
Based on New Line Capital, LLC
Expertise
Based on New Line Capital, LLC
Location
Sherman CT
Advisors at this office
1
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