A complete list of active advisors currently associated with New Southern Advisory Services

Warmer can help you find a great advisor at New Southern Advisory Services or one who fits your needs even better.

New Southern Advisory Services provides fee-based investment advisory and portfolio management to individuals and a range of institutional clients, including banks, trusts, estates, charities and corporations. The firm manages roughly $40.2 million in assets across about 21 client relationships and delivers tailored advice without providing custodial or administrative services. The firm generally implements custom, non-discretionary portfolio management using a strategic asset-allocation framework and may apply fundamental, technical, and cyclical analysis when selecting securities and mutual funds. New Southern regularly recommends rebalancing, may suggest individual stock or cash positions for hedging or tax purposes, and conducts quarterly account reviews with allocation and asset-quality reporting. What distinguishes the firm within its peer group is the combination of primarily non-discretionary assets under management and the provision of portfolio management services to institutional clients, both of which are uncommon for independent advisors. The firm does not maintain custody of client assets except for authorized fee deduction, participates in an institutional brokerage program for custody and execution services, its principal maintains notable outside arts-related activities, and it addressed a 2019 state consent order related to books-and-records and net capital by paying a civil penalty and adopting revised compliance procedures.

To learn more about the advisors currently working at New Southern Advisory Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.