Neyrey, Rene' J.

The firm provides fee-based portfolio management to individuals, trusts, estates, charitable organizations, business entities and pension and profit-sharing plans. It also offers qualified retirement-plan design, implementation, and administrative services for business clients and is licensed to offer life insurance and annuity products.

The advisor implements asset-allocation strategies on a discretionary basis after an initial interview and data-gathering process, and clients may impose reasonable investment restrictions and receive at least quarterly reviews and custodian statements. Portfolios typically emphasize no-load, no-transaction-fee mutual funds and exchange-traded funds held at a third-party custodian, with trade aggregation used only when appropriate.

Noteworthy for a small independent adviser, the firm explicitly serves pension and profit-sharing plan clients and provides plan consulting and administration—services that are less common among peers—and is licensed to sell insurance and annuity products, which can create potential commission conflicts when such products are recommended. With roughly $7.45 million in discretionary assets for about 15 clients and a policy of providing portfolio management only when the recommended custodian is used, the firm operates with a relatively small, specialized client base and defined custodial arrangements.