A complete list of active advisors currently associated with Nine Gems Investment Management
Warmer can help you find a great advisor at Nine Gems Investment Management or one who fits your needs even better.
Nine Gems serves individual investors and plan sponsors by providing discretionary portfolio management, financial planning, and qualified retirement plan consulting. The firm’s services cover a broad set of instruments and vehicles, including exchange-listed and over-the-counter securities, mutual funds, options, and interests in real estate and oil and gas partnerships. The adviser describes its investment approach as a tactical allocation strategy aimed at reducing risk and improving performance, using fundamental, technical, and cyclical analysis and trading tools that may include margin, short sales, and option strategies. Portfolios are managed on a custom, discretionary basis with periodic account reviews and custodian-provided reporting; the firm may recommend cash positions, sector-specific stock selections, or redistribution of allocations to manage risk. Compared with many peers, Nine Gems emphasizes qualified retirement plan consulting — assisting plan sponsors with IPS development, quarterly written reports, participant education, and special projects — and discloses an hourly consulting rate ($500/hour), reflecting an uncommon mix of hourly, fixed, and percentage-of-AUM fee arrangements for an investment manager. The brochure also notes the principal’s data-science and analytics background and that the firm provides business valuation consulting (about 15 hours per month), which are operational details that may appeal to plan sponsors and high-net-worth clients seeking analytical support.
To learn more about the advisors currently working at Nine Gems Investment Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
San Jose, CA
| 5
|
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