A complete list of active advisors currently associated with Northern Monarch Capital LLC

Warmer can help you find a great advisor at Northern Monarch Capital LLC or one who fits your needs even better.

Northern Monarch Capital LLC is a registered investment adviser formed in 2024 that provides discretionary asset management, ERISA retirement-plan fiduciary services, and hourly financial planning. The four-advisor firm reports managing about $40.7 million for roughly 71 clients, including small businesses, trusts, estates and plan sponsors. The firm generally constructs portfolios using exchange-traded funds, mutual funds and common equities and offers discretionary authority with the ability for clients to impose written restrictions; accounts are reviewed at least quarterly and financial plans are updated on request. Its disclosed methods include fundamental, technical, charting and cyclical analysis, and the brochure adds risks related to the use of margin and options and requires custody at a designated broker‑custodian. Distinctive disclosures include regulatory consent orders involving management persons in 2025 that resulted in administrative fines (with an additional state-level order and fine for one supervised person), a feature that is uncommon among similar team firms. The brochure also emphasizes detailed ERISA 3(21) plan services and notes that one advisory representative maintains an outside media business (disclosed as a potential conflict), which together suggest a notable focus on plan and institutional work and particular firm-level conflicts that prospective clients should review.

To learn more about the advisors currently working at Northern Monarch Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.