Nova Wealth Management, Inc. logo

Nova Wealth Management, Inc.

Updated today

Client AUM

$247,507,765

Clients

268

Advisors

7

across 2 offices

About

Nova Wealth Management serves individual and high-net-worth clients as well as small businesses and corporations, and also provides retirement-plan consulting and held-away account management. The firm operates a seven-advisor team and manages roughly $248 million in client assets, offering discretionary asset management, comprehensive financial planning, and implementation services for held-away accounts through Pontera.

The firm typically documents client objectives in an Investment Policy Statement and uses fundamental and technical analysis to construct portfolios, with the firm accepting discretionary trading authority for client accounts. Its investment playbook explicitly contemplates option strategies (including covered and uncovered positions) and margin borrowing, and it applies tax-efficient asset location and opportunistic rebalancing to held-away retirement accounts.

Several operational and service features distinguish the firm from many peers: the brochure discloses an affiliation with Nova Tax Advisors LLC for tax preparation and planning, supervised persons who are licensed insurance agents and access to annuity products via DPL Financial Partners, and prior operation (now discontinued) of a wrap-fee program. The firm also describes relationships and consulting arrangements that extend to retirement plan sponsors and third-party financial institutions, and notes arrangements to provide advisory services to other institutional clients — characteristics that are less common among similarly sized advisory teams.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance

Occupation focus

Founder/Business Owner Executive

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Fee options

Percentage

$0.00 - $250,000.00: 1.5% $250,000.00 - $500,000.00: 1.2% $500,000.00 - $1,000,000.00: 1.05% $1,000,000.00 - $3,000,000.00: 0.90% $3,000,000.00 - $5,000,000.00: 0.75% $5,000,000.00+: 0.60%

Project-based

$250 per hour for financial planning and consulting services.

Other

Account minimum: $150,000 Minimum fee: Minimum annual fee of $1,000 billed quarterly at $250 per quarter, applies if household billing is less than $250 per quarter.

Main office

See office

24311 Walden Center Dr, Suite 200

Bonita Springs FL 34134

Advisors at this office

6

Most active in

California · Florida · Georgia · Illinois · Michigan · New Jersey · New York · Ohio · Pennsylvania · Texas · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Scott N

Series 65

Bonita Springs, FL

Nova Wealth Management, Inc.

Scott Nelson is a financial advisor at Nova Wealth Management, Inc. with two years of industry experience. He holds a Series 65 designation and has prior work history at Herc Rentals Inc. and Lasker, Kim & Co. LLP. Outside of his advisory role, he owns Nelson CPA Inc., a certified public accounting firm registered in Florida. Nova Wealth Management provides financial planning and discretionary investment management primarily to individuals, high-net-worth clients, and small businesses. The firm also offers retirement plan consulting and manages held-away accounts, employing a range of strategies including option writing and tax-efficient asset location.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
user avatar

Stephanie G

Series 65

Bonita Springs, FL

Nova Wealth Management, Inc.

Stephanie Gomez is a financial advisor at Nova Wealth Management, Inc. She holds a Series 65 credential and has one year of industry experience. Prior to joining Nova Wealth Management, she worked at Pinnacle USA LLC for one year and has been involved with Stabilized Steps LLC and SCG Business Consulting LLC since 2016. Nova Wealth Management serves individual and high-net-worth clients, small businesses, and corporations, offering discretionary asset management, comprehensive financial planning, and held-away account management. The firm employs both fundamental and technical analysis in portfolio construction and incorporates option strategies and tax-efficient asset location in its investment approach.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
user avatar

Stephen H

CFP®, Series 66

Bonita Springs, FL

Nova Wealth Management, Inc.

Stephen Herrington is a CFP® with nine years of industry experience, currently serving as an advisor at Nova Wealth Management, Inc. He previously worked at Wells Fargo Clearing and Regions Bank. Herrington is also involved in tax preparation through Nova Tax Advisors. Nova Wealth Management serves individual and high-net-worth clients, small businesses, and corporations, offering discretionary asset management, comprehensive financial planning, and held-away account management. The seven-advisor team applies fundamental and technical analysis to portfolio construction and incorporates option strategies and tax-efficient asset management.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
user avatar

James N

Series 66

Bonita Springs, FL

Nova Wealth Management, Inc.

James Novakovich is a financial advisor at Nova Wealth Management, Inc. in Bonita Springs, FL, holding a Series 66 designation with 24 years of industry experience. He has been with Nova Wealth Management since 2013 and has been involved in various business activities including tax planning and apparel printing. Nova Wealth Management provides personalized financial planning and discretionary investment management primarily to individuals, high-net-worth clients, and small businesses. The firm utilizes both fundamental and technical analysis, employing a range of strategies and offering additional services such as retirement plan consulting and held-away account management.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
user avatar

Judd G

Series 65

Dallas, TX

Nova Wealth Management, Inc.

Judd Garrett is a financial advisor at Nova Wealth Management, Inc. in Dallas, TX, holding a Series 65 designation with four years of industry experience. Prior to joining Nova Wealth Management, he was employed by the Dallas Cowboys Football Club for 12 years. Garrett also has a current role at St. Matthews School. Nova Wealth Management offers personalized financial planning and discretionary investment management primarily for individuals, high-net-worth clients, and small businesses. The firm integrates fundamental and technical analysis in its investment approach and provides services including retirement plan consulting and management of held-away accounts.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
user avatar

Tamara C

Series 63, Series 65

Bonita Springs, FL

Nova Wealth Management, Inc.

Tamara Clingan is a financial advisor at Nova Wealth Management, Inc. in Bonita Springs, FL. She holds Series 63 and Series 65 licenses and has 16 years of industry experience. Her prior roles include positions at Purshe Kaplan Sterlings Investments and Envy Sport, Inc. Nova Wealth Management serves individual and high-net-worth clients, small businesses, and corporations, providing discretionary asset management, comprehensive financial planning, and held-away account services. The firm employs a seven-advisor team and uses fundamental and technical analysis to manage portfolios, incorporating strategies such as options trading and tax-efficient asset location.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
user avatar

Amy N

CFP®, Series 63, Series 66

Bonita Springs, FL

Nova Wealth Management, Inc.

Amy Novakovich is a CFP® professional with 18 years of experience, currently serving at Nova Wealth Management, Inc. in Bonita Springs, FL. She has held roles at firms including Purshe Kaplan Sterling Investments and Brandon Brokerage, and she serves on the board of Youth Haven, a children’s shelter. Amy is also a partner at NOVA Tax Advisors, focusing on tax planning. Nova Wealth Management provides personalized financial planning and discretionary investment management to individuals, high-net-worth clients, and small businesses. The firm employs a range of investment strategies supported by fundamental and technical analysis and offers retirement plan consulting and held-away account management through a Pontera integration.

Annuities Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Cash flow / budgeting General estate planning guidance Founder/Business Owner Executive
View complete list of advisors at this firm
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